How many institutions own JOF stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own JOF shares is 57, representing 79% of the company's common stock.

Who are the major shareholders selling Japan Smaller Capitalization Fund, Inc. stock?

WOLVERINE ASSET MANAGEMENT LLC, in the last quarter, reduced its stake in JOF by -100% restricting it's holding to 0 shares of worth nearly -. THOMAS J. HERZFELD ADVISORS, INC. also lessened -31.91% of the JOF shares from its portfolio, reducing its holding to 783 shares of worth $9.22K. ALMITAS CAPITAL LLC also shunned JOF shares holding by -4.11% last quarter which brought its holding to 386.38 thousand shares worth $4.55M.

Investors who are buying JOF stock?

As per its latest 13F filing, ASSETMARK, INC increased its stake in JOF by 100% in the last quarter. The institutional holder raised its holding to 132 shares having worth more than $1.56K. JPMORGAN CHASE & CO also added 100% more shares of JOF to its portfolio, raising its holding to 2.11 thousand shares of worth $24.97K. also increased its JOF shares holding by 100% which brought its holding to 2.8 thousand shares worth $32.98K.

JOF's major insiders: who are they?

The insider with the most stakes in JOF is Buck Rodney A , director at the company. Additionally, JOF stock is highly held by director Kim E. Han and director Laby Arthur Blake among others.

Did an insider recently sell JOF stock?

Company executives, directors, and other insiders own 0.01% percent of Japan Smaller Capitalization Fund, Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which JOF insiders have sold stock, totaling 0 shares. Insiders that have sold shares include TAN CHOR WENG and GROLLMAN WILLIAM G.

Which insider recently purchased JOF stock?

There have been 0 transaction(s) during the past 6-months in which Japan Smaller Capitalization Fund, Inc. insiders have bought stock, totalling 0 shares

How much of JOF does insiders own?

Around 0 Japan Smaller Capitalization Fund, Inc. shares are held by insiders, which represents about 0.01% of JOF stock.

Who is the insider with the largest stake?

JOF director, Buck Rodney A holds the largest portfolio of the company's shares. JOF shares owned by Buck total nearly 15.21 thousand.

Which institution holds the most shares in JOF?

WOLVERINE ASSET MANAGEMENT LLC is the largest institutional owner in JOF which holds 0 shares worth - or 0% of the total JOF shares outstanding followed by ASSETMARK, INC with ownership of 132 shares representing 0% of the JOF ownership. HIGHLINE WEALTH PARTNERS LLC is the third largest stakeholder with 200 shares or 0% of the ownership worth more than $2.36K.

Is Japan Smaller Capitalization Fund, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the JOF is concerned, it is a stock which is not optionable.

Is there a short position on JOF's shares?

Number of JOF shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding JOF shares are there?

As of today, null shares of JOF are outstanding.

Is there many float in JOF stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, JOF has null shares in float.

JOF short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for JOF is null.

Japan Smaller Capitalization Fund (JOF) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

0.01% Percentage of Shares held by All Insiders

79% Percentage of Shares held by All Institutions

79.01% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 79% of JOF shares are held by financial institutions. WOLVERINE ASSET MANAGEMENT LLC is the top corporate investor, holding 0 shares valued at -. A 0% stake in Japan Smaller Capitalization Fund, Inc. is owned by the company. ASSETMARK, INC owns 132 shares valued at $1.56K, which translates its holding of 0% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Jun 30, 2026	WOLVERINE ASSET MANAGEMENT LLC	0%	0	-	-10.32K	-100.00%
Jun 30, 2026	ASSETMARK, INC	0%	132	1.56K	132	+100.00%
Jun 30, 2026	HIGHLINE WEALTH PARTNERS LLC	0%	200	2.36K	0	0
Jun 30, 2026	THOMAS J. HERZFELD ADVISORS, INC.	0%	783	9.22K	-367	-31.91%
Jun 30, 2026	US BANCORP \DE\	0.01%	1.53K	17.97K	0	0
Jun 30, 2026	JPMORGAN CHASE & CO	0.01%	2.11K	24.97K	2.11K	+100.00%
Jun 30, 2026		0.01%	2.8K	32.98K	2.8K	+100.00%
Jun 30, 2026	XTX TOPCO LTD	0.06%	16.08K	189.38K	16.08K	+100.00%
Jun 30, 2026	CI PRIVATE WEALTH, LLC	0.15%	42.1K	495.94K	347	+0.83%
Jun 30, 2026	CITADEL ADVISORS LLC	0.14%	38.82K	457.24K	38.82K	+100.00%
Jun 30, 2026	ALMITAS CAPITAL LLC	1.36%	386.38K	4.55M	-16.58K	-4.11%
Jun 30, 2026	RAFFLES ASSOCIATES LP	0.39%	110.97K	1.31M	0	0
Jun 30, 2026	TRIASIMA PORTFOLIO MANAGEMENT INC.	0.08%	21.8K	256.8K	0	0
Jun 30, 2026	UNITED FINANCIAL PLANNING GROUP LLC	0.01%	2.8K	32.98K	2.8K	+100.00%
Jun 30, 2026	QUANTINNO CAPITAL MANAGEMENT LP	0.13%	36.1K	425.26K	814	+2.31%
Jun 30, 2026	DYNAMIC ADVISOR SOLUTIONS LLC	0.12%	34.37K	404.83K	0	0
Jun 30, 2026	DKM WEALTH MANAGEMENT, INC.	0.12%	34K	400.54K	0	0
Jun 30, 2026	BEAM WEALTH ADVISORS, INC.	0.09%	24.5K	288.61K	0	0
Jun 30, 2026	HRT FINANCIAL LP	0.15%	42.24K	497K	42.24K	+100.00%
Jun 30, 2026	ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	15.82%	4.48M	52.81M	-592.5K	-11.67%
Jun 30, 2026	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13.75%	3.89M	45.88M	174.56K	+4.69%
Jun 30, 2026	LAZARD ASSET MANAGEMENT LLC	12.57%	3.56M	41.95M	60.37K	+1.72%
Jun 30, 2026	1607 CAPITAL PARTNERS, LLC	9.61%	2.72M	32.09M	-860.49K	-24.01%
Jun 30, 2026	SABA CAPITAL MANAGEMENT, L.P.	6.88%	1.95M	22.96M	346.98K	+21.66%
Jun 30, 2026	BANK OF AMERICA CORP /DE/	1.56%	443.29K	5.22M	0	0
Jun 30, 2026	KARPUS MANAGEMENT, INC.	1.47%	417.75K	4.92M	-18.7K	-4.28%
Jun 30, 2026	MORGAN STANLEY	1.02%	289.65K	3.41M	-246.18K	-45.94%
Jun 30, 2026	PEKIN HARDY STRAUSS, INC.	0.99%	281.71K	3.32M	47.14K	+20.09%
Jun 30, 2026	MRAZ, AMERINE & ASSOCIATES, INC.	0.71%	202.36K	2.38M	6.91K	+3.53%
Jun 30, 2026	BULLDOG INVESTORS, LLP	0.66%	187.56K	2.21M	83.38K	+80.03%
Jun 30, 2026	FLAGSHIP HARBOR ADVISORS, LLC	0.57%	162.57K	1.92M	162.57K	+100.00%
Jun 30, 2026	LPL FINANCIAL LLC	0.53%	150.69K	1.78M	31.52K	+26.45%
Jun 30, 2026	RAYMOND JAMES FINANCIAL INC	0.38%	106.86K	1.26M	650	+0.61%
Jun 30, 2026	CIBC WORLD MARKET INC.	0.37%	105.44K	1.24M	11.1K	+11.76%
Jun 30, 2026	CSS LLC/IL	0.24%	68.68K	809.04K	43.39K	+171.54%
Jun 30, 2026	READYSTATE ASSET MANAGEMENT LP	0.08%	22.25K	262.09K	22.25K	+100.00%
Jun 30, 2026	HARA CAPITAL LLC	0.35%	98.76K	1.16M	-1.2K	-1.20%
Jun 30, 2026	ALTIUM CAPITAL MANAGEMENT LP	0.53%	150.41K	1.77M	0	0
Jun 30, 2026	SUCCESSFUL PORTFOLIOS LLC	0.05%	15K	175.95K	0	0
Jun 30, 2026	MILLS WEALTH ADVISORS LLC	0.05%	12.82K	151.05K	-12K	-48.34%
Jun 30, 2026	WELLS FARGO & COMPANY/MN	0.04%	10.29K	121.24K	5.88K	+133.22%
Jun 30, 2026	ADVISOR GROUP HOLDINGS, INC.	0.03%	9.18K	108.25K	-1.29K	-12.30%
Jun 30, 2026	BARD ASSOCIATES INC	0.21%	58.29K	686.65K	19.07K	+48.61%
Jun 30, 2026	BARRY INVESTMENT ADVISORS, LLC	0.2%	57.51K	677.47K	-58.01K	-50.22%
Jun 30, 2026	SANCTUARY ADVISORS, LLC	0.04%	12.3K	144.89K	12.3K	+100.00%
Jun 30, 2026	NORTH GROUND CAPITAL	0.04%	10K	117.8K	10K	+100.00%
Jun 30, 2026	PNC FINANCIAL SERVICES GROUP, INC.	0.02%	6.06K	71.33K	0	0
Jun 30, 2026	COLONIAL TRUST ADVISORS	0.02%	5.65K	66.55K	-750	-11.72%
Jun 30, 2026	NOBLE WEALTH MANAGEMENT PBC	0.02%	4.5K	53.01K	-45.18K	-90.94%
Jun 30, 2026	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.01%	3.9K	45.83K	0	0
Jun 30, 2026	INTEGRATED WEALTH CONCEPTS LLC	0.01%	3K	35.34K	3K	+100.00%
Jun 30, 2026	SHAKER FINANCIAL SERVICES, LLC	0.33%	93.08K	1.1M	3K	+3.33%
Jun 30, 2026	VERITION FUND MANAGEMENT LLC	0.28%	79.54K	936.96K	-175.91K	-68.86%
Jun 30, 2026	BAIRD FINANCIAL GROUP, INC.	0.22%	63.42K	747.12K	0	0
Jun 30, 2026	SAX WEALTH ADVISORS, LLC	0.08%	21.4K	233.21K	-5.83K	-21.41%
Jun 30, 2026	INGALLS & SNYDER LLC	0.07%	20K	236K	0	0
Jun 30, 2026	ROBERTS GLORE & CO INC /IL/	0.06%	17.63K	207.72K	0	0
Jun 30, 2026	HUDSON PORTFOLIO MANAGEMENT LLC	0%	0	-	-50.78K	-100.00%
Jun 30, 2026	INDEPENDENT ADVISOR ALLIANCE	0%	0	-	-19.8K	-100.00%
Jun 30, 2026	QUANTEDGE CAPITAL PTE LTD	0%	0	-	-12.02K	-100.00%
Jun 30, 2026	COLONY GROUP, LLC	0%	0	-	-111.26K	-100.00%
Jun 30, 2026	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0%	0	-	-90.06K	-100.00%
Mar 31, 2026	HARA CAPITAL LLC	0.35%	99.96K	1.09M	-13.05K	-11.55%
Mar 31, 2026	JANE STREET GROUP, LLC	0.04%	11.47K	125.02K	11.47K	+100.00%
Mar 31, 2026	ALMITAS CAPITAL LLC	1.42%	402.96K	4.39M	-33.03K	-7.58%
Mar 31, 2026	MORGAN STANLEY	1.89%	535.82K	5.84M	241.25K	+81.90%
Mar 31, 2026	SABA CAPITAL MANAGEMENT, L.P.	5.65%	1.6M	17.46M	-30.72K	-1.88%
Mar 31, 2026	LAZARD ASSET MANAGEMENT LLC	12.35%	3.5M	38.16M	29.75K	+0.86%
Mar 31, 2026	1607 CAPITAL PARTNERS, LLC	12.65%	3.58M	39.07M	-406.08K	-10.18%
Mar 31, 2026	US BANCORP \DE\	0.01%	1.53K	16.62K	0	0
Mar 31, 2026	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.01%	3.9K	43.25K	0	0
Mar 31, 2026	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13.13%	3.72M	40.55M	241K	+6.93%
Mar 31, 2026	HUDSON PORTFOLIO MANAGEMENT LLC	0.18%	50.78K	553.51K	0	0
Mar 31, 2026	BAIRD FINANCIAL GROUP, INC.	0.22%	63.42K	691.31K	-505	-0.79%
Mar 31, 2026	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.32%	90.06K	981.62K	4.99K	+5.86%
Mar 31, 2026	SHAKER FINANCIAL SERVICES, LLC	0.32%	90.08K	981.86K	-3.6K	-3.85%
Mar 31, 2026	ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	17.91%	5.08M	55.32M	-420.29K	-7.65%
Mar 31, 2026	COLONIAL TRUST ADVISORS	0.02%	6.4K	69.75K	-3K	-31.92%
Mar 31, 2026	QUANTEDGE CAPITAL PTE LTD	0.04%	12.02K	131.04K	12.02K	+100.00%
Mar 31, 2026	BULLDOG INVESTORS, LLP	0.37%	104.18K	1.14M	-113.26K	-52.09%
Mar 31, 2026	RAYMOND JAMES FINANCIAL INC	0.37%	106.21K	1.16M	-751	-0.70%
Mar 31, 2026	RAFFLES ASSOCIATES LP	0.39%	110.97K	1.21M	-28.5K	-20.43%
Mar 31, 2026	BANK OF AMERICA CORP /DE/	1.56%	443.29K	4.83M	-125.92K	-22.12%
Mar 31, 2026	FLAGSHIP HARBOR ADVISORS, LLC	0%	0	-	-200	-100.00%
Mar 31, 2026	SPECTRUM ASSET MANAGEMENT, INC. (NB/CA)	0%	0	-	-47.06K	-100.00%
Mar 31, 2026	UBS GROUP AG	0%	0	-	-8.19K	-100.00%
Mar 31, 2026	BAROMETER CAPITAL MANAGEMENT INC.	0%	0	-	-2.45K	-100.00%
Mar 31, 2026	JPMORGAN CHASE & CO	0%	0	-	-710	-100.00%
Mar 31, 2026	HIGHLINE WEALTH PARTNERS LLC	0%	200	2.18K	-100	-33.33%
Mar 31, 2026	THOMAS J. HERZFELD ADVISORS, INC.	0%	1.15K	12.54K	-701	-37.87%
Mar 31, 2026	WELLS FARGO & COMPANY/MN	0.02%	4.41K	48.11K	4.41K	+220,550.00%
Mar 31, 2026	CWM, LLC	0.02%	4.51K	49.12K	0	0
Mar 31, 2026	WESTERN WEALTH MANAGEMENT, LLC	0.02%	4.63K	50.43K	4.63K	+100.00%
Mar 31, 2026	WOLVERINE ASSET MANAGEMENT LLC	0.04%	10.32K	112.5K	10.32K	+100.00%
Mar 31, 2026	PNC FINANCIAL SERVICES GROUP, INC.	0.02%	6.06K	66K	0	0
Mar 31, 2026	ADVISOR GROUP HOLDINGS, INC.	0.04%	10.47K	114.17K	1.55K	+17.43%
Mar 31, 2026	CIBC WORLD MARKET INC.	0.33%	94.35K	1.03M	13.95K	+17.35%
Mar 31, 2026	VERITION FUND MANAGEMENT LLC	0.9%	255.45K	2.78M	255.45K	+100.00%
Mar 31, 2026	COLONY GROUP, LLC	0.39%	111.26K	1.21M	-11.03K	-9.02%
Mar 31, 2026	KARPUS MANAGEMENT, INC.	1.54%	436.45K	4.76M	-129.96K	-22.94%
Mar 31, 2026	SUCCESSFUL PORTFOLIOS LLC	0.05%	15K	159.75K	0	0
Mar 31, 2026	ROBERTS GLORE & CO INC /IL/	0.06%	17.63K	192.2K	0	0
Mar 31, 2026	INDEPENDENT ADVISOR ALLIANCE	0.07%	19.8K	215.82K	19.8K	+100.00%
Mar 31, 2026	INGALLS & SNYDER LLC	0.07%	20K	218K	0	0
Mar 31, 2026	TRIASIMA PORTFOLIO MANAGEMENT INC.	0.08%	21.8K	237.62K	0	0
Mar 31, 2026	BEAM WEALTH ADVISORS, INC.	0.09%	24.5K	267.05K	-6K	-19.67%
Mar 31, 2026	MILLS WEALTH ADVISORS LLC	0.09%	24.82K	270.53K	2	+0.01%
Mar 31, 2026	CSS LLC/IL	0.09%	25.29K	275.68K	25.29K	+100.00%
Mar 31, 2026	SAX WEALTH ADVISORS, LLC	0.1%	27.23K	301.65K	0	0
Mar 31, 2026	DKM WEALTH MANAGEMENT, INC.	0.12%	34K	370.62K	0	0
Mar 31, 2026	DYNAMIC ADVISOR SOLUTIONS LLC	0.12%	34.37K	374.59K	-516	-1.48%
Mar 31, 2026	QUANTINNO CAPITAL MANAGEMENT LP	0.12%	35.29K	384.62K	35.29K	+100.00%
Mar 31, 2026	BARD ASSOCIATES INC	0.14%	39.22K	427.52K	-70	-0.18%
Mar 31, 2026	CI PRIVATE WEALTH, LLC	0.15%	41.75K	455.11K	41.75K	+100.00%
Mar 31, 2026	NOBLE WEALTH MANAGEMENT PBC	0.18%	49.68K	541.49K	2.3K	+4.85%
Mar 31, 2026		0.2%	57.74K	629.41K	-146	-0.25%
Mar 31, 2026	BARRY INVESTMENT ADVISORS, LLC	0.41%	115.52K	1.26M	397	+0.34%
Mar 31, 2026	LPL FINANCIAL LLC	0.42%	119.17K	1.3M	61.29K	+105.89%
Mar 31, 2026	ALTIUM CAPITAL MANAGEMENT LP	0.53%	150.41K	1.64M	110.64K	+278.16%
Mar 31, 2026	MRAZ, AMERINE & ASSOCIATES, INC.	0.69%	195.45K	2.13M	20.74K	+11.87%
Mar 31, 2026	PEKIN HARDY STRAUSS, INC.	0.83%	234.57K	2.56M	28.65K	+13.91%
Dec 31, 2025	THOMAS J. HERZFELD ADVISORS, INC.	0.01%	1.85K	20.51K	0	0
Dec 31, 2025	NOBLE WEALTH MANAGEMENT PBC	0.17%	47.38K	524.95K	-5.87K	-11.02%
Dec 31, 2025	HUDSON PORTFOLIO MANAGEMENT LLC	0.18%	50.78K	562.65K	0	0
Dec 31, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.3%	85.07K	942.58K	11.76K	+16.05%
Dec 31, 2025	SHAKER FINANCIAL SERVICES, LLC	0.33%	93.68K	1.04M	-3.89K	-3.99%
Dec 31, 2025	RAYMOND JAMES FINANCIAL INC	0.38%	106.96K	1.19M	5.84K	+5.77%
Dec 31, 2025	JPMORGAN CHASE & CO	0%	710	7.87K	710	+100.00%
Dec 31, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0.02%	6.06K	67.09K	0	0
Dec 31, 2025	DKM WEALTH MANAGEMENT, INC.	0.12%	34K	376.74K	0	0
Dec 31, 2025	DYNAMIC ADVISOR SOLUTIONS LLC	0.12%	34.88K	386.49K	-38	-0.11%
Dec 31, 2025	BARD ASSOCIATES INC	0.14%	39.29K	435.36K	-8.47K	-17.73%
Dec 31, 2025	LPL FINANCIAL LLC	0.2%	57.88K	641.29K	57.88K	+100.00%
Dec 31, 2025	BAIRD FINANCIAL GROUP, INC.	0.23%	63.93K	708.32K	-1.74K	-2.64%
Dec 31, 2025	COLONIAL TRUST ADVISORS	0.03%	9.4K	104.14K	9.4K	+100.00%
Dec 31, 2025	SUCCESSFUL PORTFOLIOS LLC	0.05%	15K	167.4K	0	0
Dec 31, 2025	ROBERTS GLORE & CO INC /IL/	0.06%	17.63K	195.37K	0	0
Dec 31, 2025	UBS GROUP AG	0.03%	8.19K	90.76K	-501	-5.76%
Dec 31, 2025	ANCORA ADVISORS, LLC	0%	500	5.54K	0	0
Dec 31, 2025	BANK OF AMERICA CORP /DE/	2.01%	569.21K	6.31M	-222.89K	-28.14%
Dec 31, 2025	SABA CAPITAL MANAGEMENT, L.P.	5.76%	1.63M	18.09M	-644.05K	-28.29%
Dec 31, 2025	KARPUS MANAGEMENT, INC.	2%	566.42K	6.28M	-95.67K	-14.45%
Dec 31, 2025	HARA CAPITAL LLC	0.4%	113.01K	1.25M	-15.4K	-11.99%
Dec 31, 2025	BARRY INVESTMENT ADVISORS, LLC	0.41%	115.12K	1.28M	-31.59K	-21.53%
Dec 31, 2025	COLONY GROUP, LLC	0.43%	122.29K	1.35M	122.29K	+100.00%
Dec 31, 2025	MRAZ, AMERINE & ASSOCIATES, INC.	0.62%	174.71K	1.94M	19.66K	+12.68%
Dec 31, 2025	PEKIN HARDY STRAUSS, INC.	0.73%	205.92K	2.28M	8.45K	+4.28%
Dec 31, 2025	BULLDOG INVESTORS, LLP	0.77%	217.44K	2.41M	-507	-0.23%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0%	2	17	1	+100.00%
Dec 31, 2025	BARCLAYS PLC	0%	0	-	-1K	-100.00%
Dec 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-10.11K	-100.00%
Dec 31, 2025	MORGAN STANLEY	1.04%	294.58K	3.26M	-16.76K	-5.38%
Dec 31, 2025	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	12.28%	3.48M	38.55M	-41.05K	-1.17%
Dec 31, 2025	ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	19.4%	5.5M	60.89M	7.97K	+0.15%
Dec 31, 2025	CIBC WORLD MARKET INC.	0.28%	80.4K	890.81K	21.7K	+36.96%
Dec 31, 2025	QUANTEDGE CAPITAL PTE LTD	0%	0	-	-15.52K	-100.00%
Dec 31, 2025	SEED WEALTH MANAGEMENT, INC.	0%	0	-	-10.4K	-100.00%
Dec 31, 2025	MAREX GROUP PLC	0%	0	-	-27.11K	-100.00%
Dec 31, 2025	FLAGSHIP HARBOR ADVISORS, LLC	0%	200	2.22K	200	+100.00%
Dec 31, 2025	HIGHLINE WEALTH PARTNERS LLC	0%	300	3.32K	300	+100.00%
Dec 31, 2025	US BANCORP \DE\	0.01%	1.53K	16.9K	0	0
Dec 31, 2025	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.01%	3.9K	43.21K	3.9K	+100.00%
Dec 31, 2025	CWM, LLC	0.02%	4.51K	50K	0	0
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.03%	8.92K	98.88K	94	+1.07%
Dec 31, 2025		0.2%	57.89K	641.42K	57.89K	+100.00%
Dec 31, 2025	RAFFLES ASSOCIATES LP	0.49%	139.46K	1.55M	-7.83K	-5.31%
Dec 31, 2025	ALMITAS CAPITAL LLC	1.54%	435.99K	4.83M	-45.66K	-9.48%
Dec 31, 2025	LAZARD ASSET MANAGEMENT LLC	12.25%	3.47M	38.46M	1.16M	+50.06%
Dec 31, 2025	1607 CAPITAL PARTNERS, LLC	14.08%	3.99M	44.22M	-160.63K	-3.87%
Dec 31, 2025	INGALLS & SNYDER LLC	0.07%	20K	222K	0	0
Dec 31, 2025	TRIASIMA PORTFOLIO MANAGEMENT INC.	0.08%	21.8K	241.54K	6K	+37.97%
Dec 31, 2025	MILLS WEALTH ADVISORS LLC	0.09%	24.82K	274.99K	-48	-0.19%
Dec 31, 2025	SAX WEALTH ADVISORS, LLC	0.1%	27.23K	301.65K	27.23K	+100.00%
Dec 31, 2025	BEAM WEALTH ADVISORS, INC.	0.11%	30.5K	337.94K	-2K	-6.15%
Dec 31, 2025	BAROMETER CAPITAL MANAGEMENT INC.	0.01%	2.45K	595.13K	-40.05K	-94.24%
Dec 31, 2025	ALTIUM CAPITAL MANAGEMENT LP	0.14%	39.78K	440.71K	39.78K	+100.00%
Dec 31, 2025	SPECTRUM ASSET MANAGEMENT, INC. (NB/CA)	0.17%	47.06K	521.37K	47.06K	+100.00%
Sep 30, 2025	BEAM WEALTH ADVISORS, INC.	0.11%	32.5K	342.55K	-1K	-2.99%
Sep 30, 2025	DYNAMIC ADVISOR SOLUTIONS LLC	0.12%	34.92K	368.06K	-37.1K	-51.51%
Sep 30, 2025	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	12.42%	3.52M	37.1M	-764.86K	-17.85%
Sep 30, 2025	1607 CAPITAL PARTNERS, LLC	14.65%	4.15M	43.75M	-97.49K	-2.29%
Sep 30, 2025	SEACREST WEALTH MANAGEMENT, LLC	0%	0	-	-69.35K	-100.00%
Sep 30, 2025	BAIRD FINANCIAL GROUP, INC.	0.23%	65.66K	692.09K	0	0
Sep 30, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.26%	73.31K	772.65K	15.36K	+26.51%
Sep 30, 2025	SHAKER FINANCIAL SERVICES, LLC	0.34%	97.58K	1.03M	0	0
Sep 30, 2025	NOBLE WEALTH MANAGEMENT PBC	0.19%	53.25K	561.2K	53.25K	+100.00%
Sep 30, 2025	QUANTEDGE CAPITAL PTE LTD	0.05%	15.52K	163.6K	-20.6K	-57.03%
Sep 30, 2025	MILLS WEALTH ADVISORS LLC	0.09%	24.87K	262.09K	15	+0.06%
Sep 30, 2025	CWM, LLC	0.02%	4.51K	47K	0	0
Sep 30, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0.02%	6.06K	63.82K	0	0
Sep 30, 2025	UBS GROUP AG	0.03%	8.69K	91.61K	-8.21K	-48.57%
Sep 30, 2025	SUCCESSFUL PORTFOLIOS LLC	0.05%	15K	158.1K	0	0
Sep 30, 2025		0.07%	20.37K	214.67K	20.37K	+100.00%
Sep 30, 2025	BAROMETER CAPITAL MANAGEMENT INC.	0.15%	42.5K	444.03K	-9.6K	-18.43%
Sep 30, 2025	CIBC WORLD MARKET INC.	0.21%	58.7K	618.7K	19K	+47.86%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0.36%	101.13K	1.07M	3.85K	+3.95%
Sep 30, 2025	SABA CAPITAL MANAGEMENT, L.P.	8.03%	2.28M	24M	169.43K	+8.04%
Sep 30, 2025	CORECAP ADVISORS, LLC	0%	0	-	-2K	-100.00%
Sep 30, 2025	WATERFRONT WEALTH INC.	0%	0	-	-13K	-100.00%
Sep 30, 2025	BULLDOG INVESTORS, LLP	0.77%	217.95K	2.3M	141.31K	+184.39%
Sep 30, 2025	DKM WEALTH MANAGEMENT, INC.	0.12%	34K	358.38K	0	0
Sep 30, 2025	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0%	0	-	-16.9K	-100.00%
Sep 30, 2025	MAREX GROUP PLC	0.1%	27.11K	285.73K	27.11K	+100.00%
Sep 30, 2025	MORGAN STANLEY	1.1%	311.34K	3.28M	-2.64K	-0.84%
Sep 30, 2025	KARPUS MANAGEMENT, INC.	2.34%	662.09K	6.98M	-165.57K	-20.00%
Sep 30, 2025	INGALLS & SNYDER LLC	0.07%	20K	211K	0	0
Sep 30, 2025	SEED WEALTH MANAGEMENT, INC.	0.04%	10.4K	109.62K	-2K	-16.13%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.03%	8.82K	93.06K	-630	-6.66%
Sep 30, 2025	ALMITAS CAPITAL LLC	1.7%	481.64K	5.08M	-30.18K	-5.90%
Sep 30, 2025	HUDSON PORTFOLIO MANAGEMENT LLC	0.18%	50.78K	535.23K	-700	-1.36%
Sep 30, 2025	BARD ASSOCIATES INC	0.17%	47.76K	503.38K	-750	-1.55%
Sep 30, 2025	CITADEL ADVISORS LLC	0%	0	-	-11.95K	-100.00%
Sep 30, 2025	RAFFLES ASSOCIATES LP	0.52%	147.29K	1.55M	8.44K	+6.08%
Sep 30, 2025	TRIASIMA PORTFOLIO MANAGEMENT INC.	0.06%	15.8K	166.53K	3.9K	+32.77%
Sep 30, 2025	HARA CAPITAL LLC	0.45%	128.41K	1.35M	-75.55K	-37.04%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.04%	10.11K	106.53K	-12.69K	-55.67%
Sep 30, 2025	NOMURA ASSET MANAGEMENT CO LTD	0%	0	-	-58.26K	-100.00%
Sep 30, 2025	ROBERTS GLORE & CO INC /IL/	0.06%	17.63K	185.85K	0	0
Sep 30, 2025	KOVITZ INVESTMENT GROUP PARTNERS, LLC	0.47%	131.93K	1.39M	-21.79K	-14.18%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0%	1	11	-3.6K	-99.97%
Sep 30, 2025	ANCORA ADVISORS, LLC	0%	500	5.27K	-100	-16.67%
Sep 30, 2025	BARCLAYS PLC	0%	1K	10.54K	0	0
Sep 30, 2025	US BANCORP \DE\	0.01%	1.53K	16.07K	0	0
Sep 30, 2025	THOMAS J. HERZFELD ADVISORS, INC.	0.01%	1.85K	19.51K	160	+9.46%
Sep 30, 2025	BARRY INVESTMENT ADVISORS, LLC	0.52%	146.71K	1.54M	-3.34K	-2.23%
Sep 30, 2025	MRAZ, AMERINE & ASSOCIATES, INC.	0.55%	155.05K	1.63M	9.77K	+6.72%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	2.8%	792.1K	8.35M	-2.92K	-0.37%
Sep 30, 2025	LAZARD ASSET MANAGEMENT LLC	8.16%	2.31M	24.38M	-7.28K	-0.31%
Sep 30, 2025	PEKIN HARDY STRAUSS, INC.	0.7%	197.47K	2.08M	106.07K	+116.05%
Sep 30, 2025	ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	19.37%	5.49M	57.84M	454K	+9.02%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.03%	9.45K	91.17K	-646	-6.40%
Jun 30, 2025	NOMURA ASSET MANAGEMENT CO LTD	0.21%	58.26K	561.6K	0	0
Jun 30, 2025	PEKIN HARDY STRAUSS, INC.	0.32%	91.4K	881.09K	73.78K	+418.75%
Jun 30, 2025	1607 CAPITAL PARTNERS, LLC	15%	4.25M	40.96M	-319.97K	-7.00%
Jun 30, 2025	LAZARD ASSET MANAGEMENT LLC	8.19%	2.32M	22.37M	19.46K	+0.85%
Jun 30, 2025	KARPUS MANAGEMENT, INC.	2.92%	827.66K	7.98M	-166.94K	-16.78%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	2.81%	795.02K	7.66M	792.92K	+37,758.00%
Jun 30, 2025	ALMITAS CAPITAL LLC	1.81%	511.82K	4.93M	0	0
Jun 30, 2025		0.12%	34K	327.77K	0	0
Jun 30, 2025	BEAM WEALTH ADVISORS, INC.	0.12%	33.5K	322.94K	-500	-1.47%
Jun 30, 2025	MILLS WEALTH ADVISORS LLC	0.09%	24.85K	239.57K	2.07K	+9.09%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.08%	22.8K	219.77K	22.8K	+100.00%
Jun 30, 2025	INGALLS & SNYDER LLC	0.07%	20K	193K	0	0
Jun 30, 2025	ROBERTS GLORE & CO INC /IL/	0.06%	17.63K	169.98K	0	0
Jun 30, 2025	UBS GROUP AG	0.06%	16.9K	162.94K	7.89K	+87.57%
Jun 30, 2025	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.06%	16.9K	162.87K	-57.86K	-77.40%
Jun 30, 2025	SUCCESSFUL PORTFOLIOS LLC	0.05%	15K	144.6K	0	0
Jun 30, 2025	THOMAS J. HERZFELD ADVISORS, INC.	0.01%	1.69K	16.3K	23	+1.38%
Jun 30, 2025	US BANCORP \DE\	0.01%	1.53K	14.7K	0	0
Jun 30, 2025	BARCLAYS PLC	0%	1K	10K	0	0
Jun 30, 2025	MORGAN STANLEY	1.11%	313.97K	3.03M	7.07K	+2.30%
Jun 30, 2025	KOVITZ INVESTMENT GROUP PARTNERS, LLC	0.54%	153.73K	1.48M	-10.01K	-6.12%
Jun 30, 2025	BARRY INVESTMENT ADVISORS, LLC	0.53%	150.05K	1.45M	-1.08K	-0.72%
Jun 30, 2025	MRAZ, AMERINE & ASSOCIATES, INC.	0.51%	145.28K	1.4M	40.79K	+39.04%
Jun 30, 2025	RAFFLES ASSOCIATES LP	0.49%	138.85K	1.34M	-106.52K	-43.41%
Jun 30, 2025	SHAKER FINANCIAL SERVICES, LLC	0.34%	97.58K	940.62K	30.7K	+45.90%
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0.34%	97.28K	937.78K	528	+0.55%
Jun 30, 2025	CWM, LLC	0.02%	4.51K	43K	0	0
Jun 30, 2025	ANCORA ADVISORS, LLC	0%	600	5.78K	0	0
Jun 30, 2025	TRIASIMA PORTFOLIO MANAGEMENT INC.	0.04%	11.9K	114.72K	0	0
Jun 30, 2025	BULLDOG INVESTORS, LLP	0.27%	76.64K	738.79K	76.64K	+100.00%
Jun 30, 2025	DYNAMIC ADVISOR SOLUTIONS LLC	0.25%	72.02K	694.23K	-3.27K	-4.35%
Jun 30, 2025	SEACREST WEALTH MANAGEMENT, LLC	0.24%	69.35K	668.52K	-3.37K	-4.63%
Jun 30, 2025	BAIRD FINANCIAL GROUP, INC.	0.23%	65.66K	632.99K	-13.4K	-16.94%
Jun 30, 2025	HUDSON PORTFOLIO MANAGEMENT LLC	0.18%	51.48K	496.28K	-1.5K	-2.83%
Jun 30, 2025	BARD ASSOCIATES INC	0.17%	48.51K	467.63K	-950	-1.92%
Jun 30, 2025	CIBC WORLD MARKET INC.	0.14%	39.7K	382.71K	39.7K	+100.00%
Jun 30, 2025	QUANTEDGE CAPITAL PTE LTD	0.13%	36.12K	348.22K	-44.43K	-55.16%
Jun 30, 2025	WATERFRONT WEALTH INC.	0.05%	13K	125.32K	0	0
Jun 30, 2025	HARA CAPITAL LLC	0.72%	203.96K	1.97M	-124.09K	-37.83%
Jun 30, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.2%	57.95K	558.6K	16.8K	+40.82%
Jun 30, 2025	BAROMETER CAPITAL MANAGEMENT INC.	0.18%	52.1K	497.66K	9.4K	+22.01%
Jun 30, 2025	CITADEL ADVISORS LLC	0.04%	11.95K	115.22K	221	+1.88%
Jun 30, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0.02%	6.06K	58.37K	-10.09K	-62.50%
Jun 30, 2025	SABA CAPITAL MANAGEMENT, L.P.	7.44%	2.11M	20.31M	522.11K	+32.94%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0.01%	3.6K	34.67K	95	+2.71%
Jun 30, 2025	CORECAP ADVISORS, LLC	0.01%	2K	19.28K	2K	+100.00%
Jun 30, 2025	SEED WEALTH MANAGEMENT, INC.	0.04%	12.4K	119.54K	0	0
Jun 30, 2025	ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	17.77%	5.03M	48.53M	-35.71K	-0.70%
Jun 30, 2025	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	15.12%	4.28M	41.31M	-201.83K	-4.50%
Jun 30, 2025	DKM WEALTH MANAGEMENT, INC.	0.12%	34K	327.77K	0	0
Mar 31, 2025	PEKIN HARDY STRAUSS, INC.	0.06%	17.62K	147.82K	1.5K	+9.31%
Mar 31, 2025	ROBERTS GLORE & CO INC /IL/	0.06%	17.63K	147.94K	-500	-2.76%
Mar 31, 2025	CSS LLC/IL	0.07%	18.87K	158.34K	-3.53K	-15.75%
Mar 31, 2025	BEAM WEALTH ADVISORS, INC.	0.12%	34K	285.26K	0	0
Mar 31, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.15%	41.15K	345.25K	1.7K	+4.31%
Mar 31, 2025	BAROMETER CAPITAL MANAGEMENT INC.	0.15%	42.7K	358.25K	42.7K	+100.00%
Mar 31, 2025	HUDSON PORTFOLIO MANAGEMENT LLC	0.19%	52.98K	444.51K	-1.15K	-2.12%
Mar 31, 2025	NOMURA ASSET MANAGEMENT CO LTD	0.21%	58.26K	488.78K	0	0
Mar 31, 2025	SHAKER FINANCIAL SERVICES, LLC	0.24%	66.88K	561.09K	0	0
Mar 31, 2025	MRAZ, AMERINE & ASSOCIATES, INC.	0.37%	104.49K	875.64K	2.67K	+2.62%
Mar 31, 2025	BARRY INVESTMENT ADVISORS, LLC	0.53%	151.14K	1.27M	-37.57K	-19.91%
Mar 31, 2025	1607 CAPITAL PARTNERS, LLC	16.12%	4.57M	38.33M	-317.57K	-6.50%
Mar 31, 2025	KOVITZ INVESTMENT GROUP PARTNERS, LLC	0.58%	163.74K	1.37M	-2.05K	-1.24%
Mar 31, 2025	MORGAN STANLEY	1.08%	306.9K	2.57M	46.35K	+17.79%
Mar 31, 2025	ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	17.89%	5.07M	42.53M	-169.05K	-3.23%
Mar 31, 2025	TRIASIMA PORTFOLIO MANAGEMENT INC.	0.04%	11.9K	99.84K	0	0
Mar 31, 2025	DYNAMIC ADVISOR SOLUTIONS LLC	0.27%	75.29K	631.67K	409	+0.55%
Mar 31, 2025	BAIRD FINANCIAL GROUP, INC.	0.28%	79.06K	663.3K	-1.36K	-1.69%
Mar 31, 2025	QUANTEDGE CAPITAL PTE LTD	0.28%	80.55K	675.82K	-7.8K	-8.83%
Mar 31, 2025	RAYMOND JAMES FINANCIAL INC	0.34%	96.75K	811.75K	2.31K	+2.45%
Mar 31, 2025	BARCLAYS PLC	0%	1K	8K	0	0
Mar 31, 2025	RAFFLES ASSOCIATES LP	0.87%	245.37K	2.06M	-2.8K	-1.13%
Mar 31, 2025	SEED WEALTH MANAGEMENT, INC.	0.04%	12.4K	104.04K	0	0
Mar 31, 2025	CITADEL ADVISORS LLC	0.04%	11.73K	98.42K	11.73K	+100.00%
Mar 31, 2025	ANCORA ADVISORS, LLC	0%	600	5.03K	0	0
Mar 31, 2025	US BANCORP \DE\	0.01%	1.53K	12.8K	-475	-23.75%
Mar 31, 2025	THOMAS J. HERZFELD ADVISORS, INC.	0.01%	1.67K	14K	111	+7.13%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0.01%	2.1K	17.62K	-3.04K	-59.13%
Mar 31, 2025	BARD ASSOCIATES INC	0.17%	49.46K	414.96K	-350	-0.70%
Mar 31, 2025	SEACREST WEALTH MANAGEMENT, LLC	0.26%	72.72K	610.11K	-225	-0.31%
Mar 31, 2025	MATISSE CAPITAL	1.28%	362K	3.04M	0	0
Mar 31, 2025	KARPUS MANAGEMENT, INC.	3.51%	994.6K	8.34M	-47.46K	-4.55%
Mar 31, 2025	SABA CAPITAL MANAGEMENT, L.P.	5.59%	1.59M	13.3M	550.85K	+53.26%
Mar 31, 2025	LAZARD ASSET MANAGEMENT LLC	8.12%	2.3M	19.3M	77.89K	+3.50%
Mar 31, 2025	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	15.84%	4.49M	37.64M	-54.92K	-1.21%
Mar 31, 2025	INGALLS & SNYDER LLC	0.07%	20K	168K	0	0
Mar 31, 2025	MILLS WEALTH ADVISORS LLC	0.08%	22.78K	191.14K	-40	-0.18%
Mar 31, 2025	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.26%	74.76K	627.2K	-33.09K	-30.69%
Mar 31, 2025	HARA CAPITAL LLC	1.16%	328.05K	2.75M	-48.42K	-12.86%
Mar 31, 2025	CWM, LLC	0.02%	4.51K	38K	3.31K	+275.50%
Mar 31, 2025	UBS GROUP AG	0.03%	9.01K	75.6K	106	+1.19%
Mar 31, 2025	VIRTU FINANCIAL LLC	0.04%	11.26K	94K	11.26K	+100.00%
Mar 31, 2025	SUCCESSFUL PORTFOLIOS LLC	0.05%	15K	125.85K	0	0
Mar 31, 2025		0.01%	4.2K	35.2K	0	0
Mar 31, 2025	HIGHTOWER ADVISORS, LLC	0.05%	15.17K	127.28K	-2.3K	-13.14%
Mar 31, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0.06%	16.15K	135.46K	0	0
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0.01%	3.5K	29.37K	3.44K	+5,735.00%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.04%	10.1K	84.76K	5.44K	+116.92%
Mar 31, 2025	WATERFRONT WEALTH INC.	0.05%	13K	109.07K	0	0
Mar 31, 2024	SEACREST WEALTH MANAGEMENT, LLC	0.27%	77.54K	618.79K	77.54K	+100.00%
Mar 31, 2024	MORGAN STANLEY	0.87%	247.65K	1.98M	-31.8K	-11.38%
Mar 31, 2024	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0%	0	-	-36.43K	-100.00%
Mar 31, 2024	BAY COLONY ADVISORY GROUP, INC D/B/A BAY COLONY ADVISORS	0%	0	-	-11K	-100.00%
Mar 31, 2024	WATERFRONT WEALTH INC.	0.05%	15K	113.55K	0	0
Mar 31, 2024	MATISSE CAPITAL	0.29%	83.14K	663.43K	0	0
Mar 31, 2024	BAIRD FINANCIAL GROUP, INC.	0.3%	86.24K	688.2K	-1.32K	-1.51%
Mar 31, 2024	RAYMOND JAMES & ASSOCIATES	0.56%	158.52K	1.26M	61.19K	+62.86%
Mar 31, 2024	RELATIVE VALUE PARTNERS GROUP, LLC	0.62%	176.08K	1.33M	-10.11K	-5.43%
Mar 31, 2024	BARRY INVESTMENT ADVISORS, LLC	0.73%	205.86K	1.64M	-6.08K	-2.87%
Mar 31, 2024	ALMITAS CAPITAL LLC	1.01%	285.94K	2.28M	-12.52K	-4.19%
Mar 31, 2024	HARA CAPITAL LLC	1.11%	314.44K	2.51M	87.35K	+38.47%
Mar 31, 2024	KARPUS MANAGEMENT, INC.	3.77%	1.07M	8.53M	2.82K	+0.26%
Mar 31, 2024	LAZARD ASSET MANAGEMENT LLC	10.67%	3.02M	24.12M	-354.69K	-10.50%
Mar 31, 2024	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	15.91%	4.51M	35.97M	6.89K	+0.15%
Mar 31, 2024	1607 CAPITAL PARTNERS, LLC	17.72%	5.02M	40.07M	-31.43K	-0.62%
Mar 31, 2024	ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	20.25%	5.74M	45.79M	-464.77K	-7.49%
Mar 31, 2024	BENEDETTI & GUCER, INC.	0.15%	41.3K	330K	0	0
Mar 31, 2024	NOMURA ASSET MANAGEMENT CO LTD	0.2%	56.01K	446.93K	0	0
Mar 31, 2024	BARD ASSOCIATES INC	0.24%	68.71K	548.33K	125	+0.18%
Mar 31, 2024	SHAKER FINANCIAL SERVICES, LLC	0.27%	75.63K	603.55K	0	0
Mar 31, 2024	CWM, LLC	0%	1.2K	10K	1.2K	+100.00%
Mar 31, 2024	REGISTER FINANCIAL ADVISORS LLC	0.01%	1.5K	11.97K	1.5K	+100.00%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0.01%	2.1K	16.76K	0	0
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.02%	5.34K	42.61K	1	+0.02%
Mar 31, 2024	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.02%	6.22K	49.64K	0	0
Mar 31, 2024	INGALLS & SNYDER LLC	0.07%	20K	160K	0	0
Mar 31, 2024	TRIASIMA PORTFOLIO MANAGEMENT INC.	0.09%	24.6K	196.31K	11.9K	+93.70%
Mar 31, 2024	ROBERTS GLORE & CO INC /IL/	0.1%	28.34K	226.18K	-750	-2.58%
Mar 31, 2024	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.13%	35.7K	284.89K	-3.68K	-9.34%
Mar 31, 2024	WEISS ASSET MANAGEMENT LP	0%	0	-	-10.64K	-100.00%
Mar 31, 2024	PNC FINANCIAL SERVICES GROUP, INC.	0.06%	16.15K	128.84K	0	0
Mar 31, 2024	HIGHTOWER ADVISORS, LLC	0.06%	16.86K	126K	-2.1K	-11.07%
Mar 31, 2024	SABA CAPITAL MANAGEMENT, L.P.	0.07%	19.07K	152.19K	0	0
Mar 31, 2024	DAKOTA WEALTH MANAGEMENT	0.07%	19.64K	156.74K	1K	+5.36%
Mar 31, 2024	CSS LLC/IL	0.07%	19.9K	158.83K	0	0
Mar 31, 2024	LOGAN STONE CAPITAL, LLC	0.14%	39.29K	313.54K	39.29K	+100.00%
Mar 31, 2024	DYNAMIC ADVISOR SOLUTIONS LLC	0.27%	76.41K	609.78K	-55	-0.07%
Mar 31, 2024	RAFFLES ASSOCIATES LP	0.55%	154.5K	1.23M	0	0
Mar 31, 2024	ROYAL BANK OF CANADA	0%	0	-	-863	-100.00%
Mar 31, 2024	JPMORGAN CHASE & CO	0%	0	-	-6.79K	-100.00%
Mar 31, 2024	FMR LLC	0%	1	8	1	+100.00%
Mar 31, 2024	BESSEMER GROUP INC	0%	454	4K	-32	-6.58%
Mar 31, 2024	ANCORA ADVISORS, LLC	0%	600	4.79K	0	0
Mar 31, 2024	WOLVERINE ASSET MANAGEMENT LLC	0%	938	7.49K	-53.44K	-98.27%
Mar 31, 2024	BARCLAYS PLC	0%	1K	8K	0	0
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0%	1.2K	9.58K	910	+313.79%
Mar 31, 2024	THOMAS J. HERZFELD ADVISORS, INC.	0%	1.23K	9.78K	213	+21.03%
Mar 31, 2024	UBS GROUP AG	0.03%	9K	71.82K	5.66K	+169.06%
Mar 31, 2024	SEED WEALTH MANAGEMENT, INC.	0.04%	12.4K	97.58K	0	0
Mar 31, 2024	PEKIN HARDY STRAUSS, INC.	0.05%	13.04K	104.09K	2.73K	+26.52%
Mar 31, 2024	SUCCESSFUL PORTFOLIOS LLC	0.05%	15K	119.7K	0	0
Mar 31, 2024		0.08%	22.3K	177.94K	10.21K	+84.47%
Dec 31, 2023	US BANCORP \DE\	0%	0	-	-1K	-100.00%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0%	290	2.2K	240	+480.00%
Dec 31, 2023	BESSEMER GROUP INC	0%	486	4K	-180	-27.03%
Dec 31, 2023	ANCORA ADVISORS, LLC	0%	600	4.55K	0	0
Dec 31, 2023	ROYAL BANK OF CANADA	0%	863	7K	0	0
Dec 31, 2023	BARCLAYS PLC	0%	1K	8K	0	0
Dec 31, 2023	THOMAS J. HERZFELD ADVISORS, INC.	0%	1.01K	7.69K	-150	-12.90%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0.01%	2.1K	15.94K	0	0
Dec 31, 2023	UBS GROUP AG	0.01%	3.35K	25.39K	3.25K	+3,575.82%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0.02%	5.34K	40.53K	61	+1.16%
Dec 31, 2023	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.02%	6.22K	47.21K	0	0
Dec 31, 2023	JPMORGAN CHASE & CO	0.02%	6.79K	51.56K	6.79K	+100.00%
Dec 31, 2023	PEKIN HARDY STRAUSS, INC.	0.04%	10.31K	78.25K	0	0
Dec 31, 2023	WEISS ASSET MANAGEMENT LP	0.04%	10.64K	80.77K	10.64K	+100.00%
Dec 31, 2023	BAY COLONY ADVISORY GROUP, INC D/B/A BAY COLONY ADVISORS	0.04%	11K	83.49K	0	0
Dec 31, 2023	TWIN FOCUS CAPITAL PARTNERS, LLC	0.04%	11K	83.49K	11K	+100.00%
Dec 31, 2023	SEED WEALTH MANAGEMENT, INC.	0.04%	12.4K	93.74K	0	0
Dec 31, 2023	TRIASIMA PORTFOLIO MANAGEMENT INC.	0.04%	12.7K	96.39K	-11K	-46.41%
Dec 31, 2023	WATERFRONT WEALTH INC.	0.05%	15K	113.85K	0	0
Dec 31, 2023	SUCCESSFUL PORTFOLIOS LLC	0.05%	15K	113.85K	15K	+100.00%
Dec 31, 2023	PNC FINANCIAL SERVICES GROUP, INC.	0.06%	16.15K	122.54K	0	0
Dec 31, 2023	DAKOTA WEALTH MANAGEMENT	0.07%	18.64K	141.49K	-1.05K	-5.33%
Dec 31, 2023	HIGHTOWER ADVISORS, LLC	0.07%	18.96K	137K	-8.48K	-30.89%
Dec 31, 2023	SABA CAPITAL MANAGEMENT, L.P.	0.07%	19.07K	144.75K	19.07K	+100.00%
Dec 31, 2023	CSS LLC/IL	0.07%	19.9K	151.06K	663	+3.45%
Dec 31, 2023	INGALLS & SNYDER LLC	0.07%	20K	152K	10K	+100.00%
Dec 31, 2023	ROBERTS GLORE & CO INC /IL/	0.1%	29.09K	220.82K	-825	-2.76%
Dec 31, 2023	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.13%	36.43K	4.8M	36.43K	+100.00%
Dec 31, 2023	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.14%	39.38K	298.89K	28.19K	+251.91%
Dec 31, 2023	BENEDETTI & GUCER, INC.	0.15%	41.3K	313.47K	-4K	-8.83%
Dec 31, 2023	WOLVERINE ASSET MANAGEMENT LLC	0.19%	54.38K	412.71K	33K	+154.37%
Dec 31, 2023	HUDSON PORTFOLIO MANAGEMENT LLC	0.2%	55.83K	423.76K	-2K	-3.46%
Dec 31, 2023	NOMURA ASSET MANAGEMENT CO LTD	0.2%	56.01K	425.09K	1.87K	+3.45%
Dec 31, 2023	BARD ASSOCIATES INC	0.24%	68.59K	520.58K	-3.97K	-5.47%
Dec 31, 2023	SHAKER FINANCIAL SERVICES, LLC	0.27%	75.63K	574.06K	0	0
Dec 31, 2023	DYNAMIC ADVISOR SOLUTIONS LLC	0.27%	76.47K	574.28K	1.28K	+1.71%
Dec 31, 2023	MATISSE CAPITAL	0.29%	83.14K	631.01K	83.14K	+100.00%
Dec 31, 2023	BAIRD FINANCIAL GROUP, INC.	0.31%	87.56K	664.59K	2.69K	+3.17%
Dec 31, 2023	RAYMOND JAMES & ASSOCIATES	0.34%	97.34K	738.78K	1.14K	+1.18%
Dec 31, 2023	RAFFLES ASSOCIATES LP	0.55%	154.5K	1.17M	78.81K	+104.13%
Dec 31, 2023	RELATIVE VALUE PARTNERS GROUP, LLC	0.66%	186.2K	1.41M	-1.31K	-0.70%
Dec 31, 2023	BARRY INVESTMENT ADVISORS, LLC	0.75%	211.94K	1.61M	-32.57K	-13.32%
Dec 31, 2023		0.8%	227.09K	1.72M	227.09K	+100.00%
Dec 31, 2023	MORGAN STANLEY	0.99%	279.46K	2.12M	-35.1K	-11.16%
Dec 31, 2023	ALMITAS CAPITAL LLC	1.05%	298.46K	2.27M	206.37K	+224.10%
Dec 31, 2023	KARPUS MANAGEMENT, INC.	3.76%	1.07M	8.09M	36.01K	+3.50%
Dec 31, 2023	LAZARD ASSET MANAGEMENT LLC	11.92%	3.38M	25.63M	-313.68K	-8.50%
Dec 31, 2023	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	15.89%	4.5M	34.16M	53.6K	+1.21%
Dec 31, 2023	1607 CAPITAL PARTNERS, LLC	17.83%	5.05M	38.35M	186.26K	+3.83%
Dec 31, 2023	ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	21.89%	6.2M	47.08M	-144.77K	-2.28%

Insiders

Among the JOF insiders holding of 0.01% of the stake in company, BUCK RODNEY A, director, holds the largest shares of 15.21K. KIM E. HAN, director, is the second largest JOF insider with ownership of 5K shares. LABY ARTHUR BLAKE, director, stands third with possession of 3.31K shares of that stake.

Insiders	Designation	Shares Held
BUCK RODNEY A	director	15.21K
KIM E. HAN	director	5K
LABY ARTHUR BLAKE	director	3.31K
OUIMET PAIGE	director	3.11K
CHEMIDLIN DAVID B	director	2.43K
WALLACE JOHN F	director	2.15K
TAN CHOR WENG	director	2K
JONES TINA	director	950
MACHARG MARCIA L	director	945
GROLLMAN WILLIAM G	director	0

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Dec 22, 2025	JONES TINA	PURCHASE	10.80	950	10.26K	950
Sep 17, 2025	CHEMIDLIN DAVID B	PURCHASE	10.90	2K	21.79K	2.43K
Jan 13, 2025	LABY ARTHUR BLAKE	PURCHASE	7.56	3.31K	24.99K	3.31K
Dec 11, 2024	OUIMET PAIGE	PURCHASE	8.02	3.11K	24.95K	3.11K
Jun 20, 2023	BUCK RODNEY A	PURCHASE	7.42	9K	66.75K	15.21K
Jul 27, 2015	MACHARG MARCIA L	PURCHASE	10.61	945	10.03K	945
May 31, 2013	KIM E. HAN	PURCHASE	8.88	5K	44.4K	5K
Jan 09, 2013	CHEMIDLIN DAVID B	PURCHASE	7.27	130	944.49	130
Oct 07, 2009	TAN CHOR WENG	SALE	7.68	170	1.31K	2K
Sep 15, 2008	BUCK RODNEY A	PURCHASE	7.40	2K	14.8K	4K
Dec 27, 2007	TAN CHOR WENG	PURCHASE	9.46	500	4.73K	3.34K
Dec 26, 2007	TAN CHOR WENG	PURCHASE	9.64	500	4.82K	2.84K
Feb 23, 2007	BUCK RODNEY A	PURCHASE	13.80	1.48K	20.38K	2K
Apr 05, 2006	GROLLMAN WILLIAM G	SALE	17.62	400	7.05K	0
Feb 21, 2006	TAN CHOR WENG	PURCHASE	15.55	1K	15.55K	1.34K
Jan 17, 2006	GROLLMAN WILLIAM G	PURCHASE	15.80	1K	15.8K	1K
Dec 15, 2005	WALLACE JOHN F	PURCHASE	13.98	146	2.04K	2.15K
Sep 13, 2005	WALLACE JOHN F	PURCHASE	15.87	700	11.11K	1.4K

Frequently Asked Questions