How many institutions own PFD stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own PFD shares is 56, representing 29.81% of the company's common stock.

Who are the major shareholders selling Flaherty & Crumrine Preferred Income Fund Inc. stock?

SMITH ASSET MANAGEMENT CO., LLC, in the last quarter, reduced its stake in PFD by -1.89% restricting it's holding to 72.67 thousand shares of worth nearly $845.13K. ADVISOR GROUP HOLDINGS, INC. also lessened -1% of the PFD shares from its portfolio, reducing its holding to 85.43 thousand shares of worth $993.59K. WELLS FARGO & COMPANY/MN also shunned PFD shares holding by -3.14% last quarter which brought its holding to 93.15 thousand shares worth $1.08M.

Investors who are buying PFD stock?

As per its latest 13F filing, MERCER GLOBAL ADVISORS INC /ADV increased its stake in PFD by 100% in the last quarter. The institutional holder raised its holding to 2 thousand shares having worth more than $23.26K. RAYMOND JAMES FINANCIAL INC also added 4.81% more shares of PFD to its portfolio, raising its holding to 58.87 thousand shares of worth $684.63K. UBS GROUP AG also increased its PFD shares holding by 2.97% which brought its holding to 115.97 thousand shares worth $1.35M.

PFD's major insiders: who are they?

The insider with the most stakes in PFD is ETTINGER ROBERT M , President at the company. Additionally, PFD stock is highly held by Chairman of the Board CRUMRINE DONALD F and director GALE DAVID among others.

Did an insider recently sell PFD stock?

Company executives, directors, and other insiders own N/A percent of Flaherty & Crumrine Preferred Income Fund Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which PFD insiders have sold stock, totaling 0 shares. Insiders that have sold shares include WULF ROBERT F and BRODY MARTIN.

Which insider recently purchased PFD stock?

There have been 0 transaction(s) during the past 6-months in which Flaherty & Crumrine Preferred Income Fund Inc. insiders have bought stock, totalling 0 shares

How much of PFD does insiders own?

Around 0 Flaherty & Crumrine Preferred Income Fund Inc. shares are held by insiders, which represents about N/A of PFD stock.

Who is the insider with the largest stake?

PFD President, ETTINGER ROBERT M holds the largest portfolio of the company's shares. PFD shares owned by ETTINGER total nearly 10.31 thousand.

Which institution holds the most shares in PFD?

MERCER GLOBAL ADVISORS INC /ADV is the largest institutional owner in PFD which holds 2 thousand shares worth $23.26K or 0.02% of the total PFD shares outstanding followed by STEWARD PARTNERS INVESTMENT ADVISORY, LLC with ownership of 3.53 thousand shares representing 0.03% of the PFD ownership. FARTHER FINANCE ADVISORS, LLC is the third largest stakeholder with 3.9 thousand shares or 0.03% of the ownership worth more than $45.36K.

Is Flaherty & Crumrine Preferred Income Fund Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the PFD is concerned, it is a stock which is not optionable.

Is there a short position on PFD's shares?

Number of PFD shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding PFD shares are there?

As of today, null shares of PFD are outstanding.

Is there many float in PFD stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, PFD has null shares in float.

PFD short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for PFD is null.

Flaherty & Crumrine Preferred Income Fund (PFD) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

N/A Percentage of Shares held by All Insiders

29.81% Percentage of Shares held by All Institutions

29.81% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 29.81% of PFD shares are held by financial institutions. MERCER GLOBAL ADVISORS INC /ADV is the top corporate investor, holding 2K shares valued at $23.26K. A 0.02% stake in Flaherty & Crumrine Preferred Income Fund Inc. is owned by the company. STEWARD PARTNERS INVESTMENT ADVISORY, LLC owns 3.53K shares valued at $41.05K, which translates its holding of 0.03% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Jun 30, 2026	MERCER GLOBAL ADVISORS INC /ADV	0.02%	2K	23.26K	2K	+100.00%
Jun 30, 2026	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.03%	3.53K	41.05K	0	0
Jun 30, 2026	FARTHER FINANCE ADVISORS, LLC	0.03%	3.9K	45.36K	0	0
Jun 30, 2026	RAYMOND JAMES FINANCIAL INC	0.46%	58.87K	684.63K	2.7K	+4.81%
Jun 30, 2026	SMITH ASSET MANAGEMENT CO., LLC	0.57%	72.67K	845.13K	-1.4K	-1.89%
Jun 30, 2026	ADVISOR GROUP HOLDINGS, INC.	0.66%	85.43K	993.59K	-859	-1.00%
Jun 30, 2026	UMB BANK, N.A.	0.67%	86.37K	1M	0	0
Jun 30, 2026	WELLS FARGO & COMPANY/MN	0.72%	93.15K	1.08M	-3.02K	-3.14%
Jun 30, 2026	LPL FINANCIAL LLC	0.85%	109.01K	1.27M	-885	-0.81%
Jun 30, 2026	UBS GROUP AG	0.9%	115.97K	1.35M	3.35K	+2.97%
Jun 30, 2026	MGO ONE SEVEN LLC	1.1%	141.32K	1.64M	-2.37K	-1.65%
Jun 30, 2026	HIGHLINE WEALTH PARTNERS LLC	0%	250	2.91K	0	0
Jun 30, 2026	CORECAP ADVISORS, LLC	0.01%	1K	11.63K	1K	+100.00%
Jun 30, 2026	ALLWORTH FINANCIAL LP	0.01%	1.43K	16.67K	0	0
Jun 30, 2026	CLEAR STREET GROUP INC.	0.05%	6.43K	74.73K	6.36K	+8,950.70%
Jun 30, 2026	NOBLE WEALTH MANAGEMENT PBC	0.06%	7.16K	83.24K	802	+12.62%
Jun 30, 2026	FIFTH THIRD BANCORP	0.07%	8.84K	102.82K	35	+0.40%
Jun 30, 2026	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.08%	10.53K	122.5K	132	+1.27%
Jun 30, 2026	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.09%	11.06K	127.63K	0	0
Jun 30, 2026	BLACKROCK, INC.	0.09%	11.53K	134.13K	0	0
Jun 30, 2026	CETERA INVESTMENT ADVISERS	0.09%	11.66K	135.59K	40	+0.34%
Jun 30, 2026	O'ROURKE & COMPANY, INC	0.11%	13.68K	159.13K	0	0
Jun 30, 2026	SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC	0.11%	14.35K	166.9K	0	0
Jun 30, 2026	LONGVIEW WEALTH MANAGEMENT	0.12%	15.31K	178K	-2.37K	-13.38%
Jun 30, 2026	D.A. DAVIDSON & CO.	0.13%	16.6K	193.06K	0	0
Jun 30, 2026	BANK OF AMERICA CORP /DE/	1.23%	157.98K	1.84M	329	+0.21%
Jun 30, 2026	FIERA CAPITAL CORP	1.38%	177.12K	2.06M	5.7K	+3.32%
Jun 30, 2026	MORGAN STANLEY	2.31%	297.51K	3.46M	-5.38K	-1.78%
Jun 30, 2026		0.47%	60.58K	704.57K	60.58K	+100.00%
Jun 30, 2026	SIT INVESTMENT ASSOCIATES INC	11.38%	1.46M	17.01M	141.97K	+10.75%
Jun 30, 2026	SOUND INCOME STRATEGIES, LLC	0%	0	-	-6.19K	-100.00%
Jun 30, 2026	RONALD BLUE TRUST, INC.	0%	200	2.33K	0	0
Jun 30, 2026	US BANCORP \DE\	0%	300	3.49K	0	0
Jun 30, 2026	BEACON POINTE ADVISORS, LLC	0.13%	17.3K	201.16K	-2.59K	-13.03%
Jun 30, 2026	CIBC BANCORP USA INC.	3.43%	441.36K	5.13M	0	0
Jun 30, 2026	CITADEL ADVISORS LLC	0.13%	16.71K	194.28K	16.71K	+100.00%
Jun 30, 2026	WEDBUSH SECURITIES INC	0.13%	16.8K	195K	-700	-4.00%
Jun 30, 2026	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.14%	17.46K	203K	17.46K	+100.00%
Jun 30, 2026	GENEOS WEALTH MANAGEMENT INC.	0%	200	2.33K	-160	-44.44%
Jun 30, 2026	KESTRA ADVISORY SERVICES, LLC	0.14%	18.05K	209.88K	6.59K	+57.57%
Jun 30, 2026	CARY STREET PARTNERS FINANCIAL LLC	0.16%	20.08K	233.57K	-2.65K	-11.66%
Jun 30, 2026	CAPITAL INVESTMENT ADVISORS, LLC	0.18%	22.65K	263.43K	6.76K	+42.56%
Jun 30, 2026	CREATIVEONE WEALTH, LLC	0.18%	23.2K	269.8K	6.1K	+35.67%
Jun 30, 2026	BRIDGEWEALTH ADVISORY GROUP, LLC	0.2%	25.59K	297.62K	0	0
Jun 30, 2026	FIDUCIARY FINANCIAL ADVISORS	0.47%	60.58K	704.57K	60.58K	+100.00%
Jun 30, 2026	GUGGENHEIM CAPITAL LLC	0.26%	33.05K	384.35K	220	+0.67%
Jun 30, 2026	COMMONWEALTH EQUITY SERVICES, LLC	0.29%	36.83K	428.32K	-490	-1.31%
Jun 30, 2026	CALAMOS ADVISORS LLC	0.32%	41.13K	478.28K	2.74K	+7.14%
Jun 30, 2026	ROYAL BANK OF CANADA	0.33%	42.87K	499K	-6.35K	-12.90%
Jun 30, 2026	PATHWAY FINANCIAL ADVISORS LLC	0.37%	47K	544.21K	-1.2K	-2.49%
Jun 30, 2026	1607 CAPITAL PARTNERS, LLC	0.38%	49K	569.92K	-30.39K	-38.28%
Jun 30, 2026	ROBINSON CAPITAL MANAGEMENT, LLC	0.43%	55.07K	640.5K	0	0
Jun 30, 2026	WHIPPLEWOOD ADVISORS, LLC	0.01%	1.5K	17.42K	-2.14K	-58.86%
Jun 30, 2026	WEBSTER BANK, N. A.	0.02%	2K	23.26K	0	0
Mar 31, 2026	LIDO ADVISORS, LLC	0%	0	-	-66.88K	-100.00%
Mar 31, 2026	IFP ADVISORS, INC	0%	0	-	-1K	-100.00%
Mar 31, 2026		3.43%	441.36K	4.93M	441.36K	+100.00%
Mar 31, 2026	COMMONWEALTH EQUITY SERVICES, LLC	0.29%	37.32K	417.22K	-1.68K	-4.31%
Mar 31, 2026	CALAMOS ADVISORS LLC	0.3%	38.38K	429.12K	-30.78K	-44.50%
Mar 31, 2026	ROBINSON CAPITAL MANAGEMENT, LLC	0.43%	55.07K	644.63K	0	0
Mar 31, 2026	RONALD BLUE TRUST, INC.	0%	200	2.24K	0	0
Mar 31, 2026	ALLWORTH FINANCIAL LP	0.01%	1.43K	16.03K	0	0
Mar 31, 2026	WEBSTER BANK, N. A.	0.02%	2K	22.36K	0	0
Mar 31, 2026	SIT INVESTMENT ASSOCIATES INC	10.27%	1.32M	14.76M	143.86K	+12.23%
Mar 31, 2026	WESTERN WEALTH MANAGEMENT, LLC	0.02%	2.85K	31.86K	2.85K	+100.00%
Mar 31, 2026	FARTHER FINANCE ADVISORS, LLC	0.03%	3.9K	44.11K	0	0
Mar 31, 2026	SOUND INCOME STRATEGIES, LLC	0.05%	6.19K	69.95K	-385	-5.86%
Mar 31, 2026	HIGHLINE WEALTH PARTNERS LLC	0%	250	2.8K	250	+100.00%
Mar 31, 2026	GENEOS WEALTH MANAGEMENT INC.	0%	360	4.03K	0	0
Mar 31, 2026	NOBLE WEALTH MANAGEMENT PBC	0.05%	6.36K	71.05K	950	+17.58%
Mar 31, 2026	FIFTH THIRD BANCORP	0.07%	8.81K	98.45K	8.81K	+100.00%
Mar 31, 2026	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.08%	10.4K	116.28K	127	+1.24%
Mar 31, 2026	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.09%	11.06K	124.31K	0	0
Mar 31, 2026	KESTRA ADVISORY SERVICES, LLC	0.09%	11.45K	128.05K	11.45K	+100.00%
Mar 31, 2026	D.A. DAVIDSON & CO.	0.13%	16.6K	185.59K	0	0
Mar 31, 2026	BLACKROCK, INC.	0.09%	11.53K	128.94K	0	0
Mar 31, 2026	O'ROURKE & COMPANY, INC	0.11%	13.68K	152.98K	423	+3.19%
Mar 31, 2026	WEDBUSH SECURITIES INC	0.14%	17.5K	196K	-1K	-5.41%
Mar 31, 2026	FIERA CAPITAL CORP	1.33%	171.42K	1.92M	-8.42K	-4.68%
Mar 31, 2026	CENTAURUS FINANCIAL, INC.	0.1%	13.04K	146K	0	0
Mar 31, 2026	SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC	0.11%	14.35K	160.44K	0	0
Mar 31, 2026	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.12%	15.57K	174.05K	15.57K	+100.00%
Mar 31, 2026	CAPITAL INVESTMENT ADVISORS, LLC	0.12%	15.89K	177.64K	3.3K	+26.18%
Mar 31, 2026	CREATIVEONE WEALTH, LLC	0.13%	17.1K	191.18K	17.1K	+100.00%
Mar 31, 2026	LONGVIEW WEALTH MANAGEMENT	0.14%	17.67K	203.21K	-2.78K	-13.59%
Mar 31, 2026	BEACON POINTE ADVISORS, LLC	0.15%	19.89K	222.36K	19.89K	+100.00%
Mar 31, 2026	CARY STREET PARTNERS FINANCIAL LLC	0.18%	22.74K	254.18K	-400	-1.73%
Mar 31, 2026	CETERA INVESTMENT ADVISERS	0.09%	11.62K	129.89K	39	+0.34%
Mar 31, 2026	MORGAN STANLEY	2.36%	302.89K	3.39M	10.45K	+3.57%
Mar 31, 2026	AQR ARBITRAGE LLC	0%	0	-	-35.6K	-100.00%
Mar 31, 2026	HANTZ FINANCIAL SERVICES, INC.	0%	0	-	-295	-100.00%
Mar 31, 2026	CLEAR STREET GROUP INC.	0%	71	794	71	+100.00%
Mar 31, 2026	US BANCORP \DE\	0%	300	3.35K	0	0
Mar 31, 2026	BRIDGEWEALTH ADVISORY GROUP, LLC	0.2%	25.59K	286.1K	0	0
Mar 31, 2026	GUGGENHEIM CAPITAL LLC	0.26%	32.83K	367.02K	-205	-0.62%
Mar 31, 2026	PATHWAY FINANCIAL ADVISORS LLC	0.38%	48.2K	541.72K	0	0
Mar 31, 2026	ROYAL BANK OF CANADA	0.38%	49.22K	550K	-9.7K	-16.46%
Mar 31, 2026	RAYMOND JAMES FINANCIAL INC	0.44%	56.16K	627.92K	9.59K	+20.59%
Mar 31, 2026	SMITH ASSET MANAGEMENT CO., LLC	0.58%	74.07K	828.05K	-31.85K	-30.07%
Mar 31, 2026	1607 CAPITAL PARTNERS, LLC	0.62%	79.4K	887.66K	22.8K	+40.28%
Mar 31, 2026	ADVISOR GROUP HOLDINGS, INC.	0.67%	86.29K	964.74K	3.28K	+3.95%
Mar 31, 2026	UMB BANK, N.A.	0.67%	86.37K	965.65K	0	0
Mar 31, 2026	BANK OF AMERICA CORP /DE/	1.23%	157.65K	1.76M	-3.62K	-2.24%
Mar 31, 2026	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.03%	3.53K	39.47K	3.03K	+606.00%
Mar 31, 2026	WHIPPLEWOOD ADVISORS, LLC	0.03%	3.64K	40.71K	1	+0.03%
Mar 31, 2026	WELLS FARGO & COMPANY/MN	0.75%	96.16K	1.08M	10.43K	+12.17%
Mar 31, 2026	LPL FINANCIAL LLC	0.86%	109.89K	1.23M	20.31K	+22.67%
Mar 31, 2026	UBS GROUP AG	0.88%	112.62K	1.26M	-10.32K	-8.39%
Mar 31, 2026	MGO ONE SEVEN LLC	1.12%	143.68K	1.61M	-19.95K	-12.19%
Mar 31, 2026	PINNACLE WEALTH PLANNING SERVICES, INC.	0%	0	-	-3K	-100.00%
Dec 31, 2025	SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC	0.11%	14.35K	170.35K	0	0
Dec 31, 2025	WEDBUSH SECURITIES INC	0.14%	18.5K	220K	0	0
Dec 31, 2025	LONGVIEW WEALTH MANAGEMENT	0.16%	20.45K	243.15K	0	0
Dec 31, 2025	CARY STREET PARTNERS FINANCIAL LLC	0.18%	23.14K	274.61K	8.5K	+58.08%
Dec 31, 2025	BRIDGEWEALTH ADVISORY GROUP, LLC	0.2%	25.59K	303.76K	-2.14K	-7.73%
Dec 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.3%	39K	462.91K	423	+1.10%
Dec 31, 2025	PATHWAY FINANCIAL ADVISORS LLC	0.38%	48.2K	578.83K	0	0
Dec 31, 2025	ROBINSON CAPITAL MANAGEMENT, LLC	0.43%	55.07K	653.72K	65	+0.12%
Dec 31, 2025	ROYAL BANK OF CANADA	0.46%	58.91K	699K	-2.61K	-4.23%
Dec 31, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	500	5.94K	-250	-33.33%
Dec 31, 2025	CALAMOS ADVISORS LLC	0.54%	69.16K	820.92K	16.82K	+32.14%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0.67%	85.73K	1.02M	9.81K	+12.92%
Dec 31, 2025	LPL FINANCIAL LLC	0.7%	89.58K	1.06M	22.17K	+32.89%
Dec 31, 2025	LIDO ADVISORS, LLC	0.52%	66.88K	803.9K	0	0
Dec 31, 2025	UBS GROUP AG	0.96%	122.94K	1.46M	1.02K	+0.83%
Dec 31, 2025	HANTZ FINANCIAL SERVICES, INC.	0%	295	4K	0	0
Dec 31, 2025	US BANCORP \DE\	0%	300	3.56K	0	0
Dec 31, 2025	CENTAURUS FINANCIAL, INC.	0.1%	13.04K	155K	0	0
Dec 31, 2025	GUGGENHEIM CAPITAL LLC	0.26%	33.03K	392.1K	-423	-1.26%
Dec 31, 2025	AQR ARBITRAGE LLC	0.28%	35.6K	422.56K	-25.08K	-41.33%
Dec 31, 2025	WHIPPLEWOOD ADVISORS, LLC	0.03%	3.64K	43.21K	-92	-2.47%
Dec 31, 2025	RAYMOND JAMES FINANCIAL INC	0.36%	46.57K	552.83K	10.25K	+28.20%
Dec 31, 2025	1607 CAPITAL PARTNERS, LLC	0.44%	56.6K	671.84K	20.4K	+56.35%
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.65%	83.01K	985.34K	625	+0.76%
Dec 31, 2025	UMB BANK, N.A.	0.67%	86.37K	1.03M	0	0
Dec 31, 2025	BANK OF AMERICA CORP /DE/	1.25%	161.27K	1.91M	-1.76K	-1.08%
Dec 31, 2025	MGO ONE SEVEN LLC	1.27%	163.64K	1.94M	-4.66K	-2.77%
Dec 31, 2025	FIERA CAPITAL CORP	1.4%	179.84K	2.13M	80.34K	+80.75%
Dec 31, 2025	MORGAN STANLEY	2.28%	292.44K	3.47M	37.13K	+14.54%
Dec 31, 2025	CIBC PRIVATE WEALTH GROUP, LLC	3.43%	441.36K	5.24M	0	0
Dec 31, 2025	SIT INVESTMENT ASSOCIATES INC	9.15%	1.18M	13.96M	91.96K	+8.48%
Dec 31, 2025	SMITH ASSET MANAGEMENT CO., LLC	0.82%	105.92K	1.18M	-1.08K	-1.00%
Dec 31, 2025	CREWS BANK & TRUST	0%	0	-	-200	-100.00%
Dec 31, 2025	PATHWAY FINANCIAL ADVISERS, LLC	0%	0	-	-2.66K	-100.00%
Dec 31, 2025	PATHSTONE HOLDINGS, LLC	0%	0	-	-32.49K	-100.00%
Dec 31, 2025	CREATIVEONE WEALTH, LLC	0%	0	-	-26K	-100.00%
Dec 31, 2025	GPS WEALTH STRATEGIES GROUP, LLC	0%	0	-	-1.25K	-100.00%
Dec 31, 2025	JONES FINANCIAL COMPANIES LLLP	0%	0	-	-510	-100.00%
Dec 31, 2025	RONALD BLUE TRUST, INC.	0%	200	2.37K	0	0
Dec 31, 2025	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.08%	10.27K	121.95K	129	+1.27%
Dec 31, 2025	CETERA INVESTMENT ADVISERS	0.09%	11.58K	137.45K	39	+0.34%
Dec 31, 2025	GENEOS WEALTH MANAGEMENT INC.	0%	360	4.27K	0	0
Dec 31, 2025	IFP ADVISORS, INC	0.01%	1K	11.87K	-9.43K	-90.42%
Dec 31, 2025	NOBLE WEALTH MANAGEMENT PBC	0.04%	5.41K	64.16K	0	0
Dec 31, 2025	SOUND INCOME STRATEGIES, LLC	0.05%	6.57K	77.72K	35	+0.54%
Dec 31, 2025	ALLWORTH FINANCIAL LP	0.01%	1.43K	17.01K	0	0
Dec 31, 2025	WEBSTER BANK, N. A.	0.02%	2K	23.74K	2K	+100.00%
Dec 31, 2025	PINNACLE WEALTH PLANNING SERVICES, INC.	0.02%	3K	35.61K	3K	+100.00%
Dec 31, 2025	FARTHER FINANCE ADVISORS, LLC	0.03%	3.9K	46.29K	0	0
Dec 31, 2025	COMERICA BANK	0.07%	8.77K	104.12K	31	+0.35%
Dec 31, 2025	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.09%	11.06K	132.83K	0	0
Dec 31, 2025	BLACKROCK, INC.	0.09%	11.53K	136.9K	0	0
Dec 31, 2025	CAPITAL INVESTMENT ADVISORS, LLC	0.1%	12.59K	149.47K	12.59K	+100.00%
Dec 31, 2025	O'ROURKE & COMPANY, INC	0.1%	13.26K	157.4K	0	0
Dec 31, 2025	D.A. DAVIDSON & CO.	0.13%	16.6K	197.04K	0	0
Sep 30, 2025	US BANCORP \DE\	0%	300	3.61K	0	0
Sep 30, 2025	SMITH ASSET MANAGEMENT CO., LLC	0.83%	106.99K	1.21M	30.86K	+40.54%
Sep 30, 2025	LPL FINANCIAL LLC	0.52%	67.41K	810.24K	25.6K	+61.24%
Sep 30, 2025	LIDO ADVISORS, LLC	0.52%	66.88K	803.9K	1.07K	+1.62%
Sep 30, 2025	ROYAL BANK OF CANADA	0.48%	61.52K	739K	-5.72K	-8.51%
Sep 30, 2025	AQR ARBITRAGE LLC	0.47%	60.68K	729.37K	-30.34K	-33.33%
Sep 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.3%	38.58K	464K	-2.91K	-7.02%
Sep 30, 2025	GUGGENHEIM CAPITAL LLC	0.26%	33.46K	402.14K	-1.6K	-4.58%
Sep 30, 2025	CREATIVEONE WEALTH, LLC	0.2%	26K	312.52K	15.8K	+154.90%
Sep 30, 2025	CENTAURUS FINANCIAL, INC.	0.1%	13.04K	157K	0	0
Sep 30, 2025	CETERA INVESTMENT ADVISERS	0.09%	11.54K	138.71K	682	+6.28%
Sep 30, 2025	BLACKROCK, INC.	0.09%	11.53K	138.63K	0	0
Sep 30, 2025	COMERICA BANK	0.07%	8.74K	105.07K	30	+0.34%
Sep 30, 2025	SOUND INCOME STRATEGIES, LLC	0.05%	6.54K	77.5K	32	+0.49%
Sep 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.01%	750	9.02K	0	0
Sep 30, 2025	SIT INVESTMENT ASSOCIATES INC	8.44%	1.08M	13.03M	516.16K	+90.84%
Sep 30, 2025	CIBC PRIVATE WEALTH GROUP, LLC	3.43%	441.36K	5.31M	0	0
Sep 30, 2025	ROBINSON CAPITAL MANAGEMENT, LLC	0.43%	55.01K	661.2K	0	0
Sep 30, 2025	CALAMOS ADVISORS LLC	0.41%	52.34K	629.1K	52.34K	+100.00%
Sep 30, 2025	PATHWAY FINANCIAL ADVISORS LLC	0.38%	48.2K	579.31K	0	0
Sep 30, 2025	PATHSTONE HOLDINGS, LLC	0.25%	32.49K	390.49K	32.49K	+100.00%
Sep 30, 2025	IFP ADVISORS, INC	0.08%	10.43K	125.41K	-851	-7.54%
Sep 30, 2025	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.08%	10.14K	121.94K	10.14K	+100.00%
Sep 30, 2025	MORGAN STANLEY	1.99%	255.31K	3.07M	6.33K	+2.54%
Sep 30, 2025	MGO ONE SEVEN LLC	1.31%	168.29K	2.02M	168.29K	+100.00%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	1.27%	163.03K	1.96M	8.45K	+5.47%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0.28%	36.33K	436.67K	-141.01K	-79.51%
Sep 30, 2025	WEDBUSH SECURITIES INC	0.14%	18.5K	222K	0	0
Sep 30, 2025	CARY STREET PARTNERS FINANCIAL LLC	0.11%	14.64K	175.91K	-30.2K	-67.36%
Sep 30, 2025	FARTHER FINANCE ADVISORS, LLC	0.03%	3.9K	46.88K	3.9K	+100.00%
Sep 30, 2025	PATHWAY FINANCIAL ADVISERS, LLC	0.02%	2.66K	32K	2.66K	+100.00%
Sep 30, 2025	HANTZ FINANCIAL SERVICES, INC.	0%	295	4K	295	+100.00%
Sep 30, 2025	1607 CAPITAL PARTNERS, LLC	0.28%	36.2K	435.12K	36.2K	+100.00%
Sep 30, 2025	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.09%	11.06K	130.73K	-1.03K	-8.50%
Sep 30, 2025	ALLWORTH FINANCIAL LP	0.01%	1.43K	17.23K	0	0
Sep 30, 2025	JONES FINANCIAL COMPANIES LLLP	0%	510	6.13K	510	+100.00%
Sep 30, 2025	MAI CAPITAL MANAGEMENT	0%	0	-	-750	-100.00%
Sep 30, 2025	RIVERNORTH CAPITAL MANAGEMENT, LLC	0%	0	-	-52.3K	-100.00%
Sep 30, 2025	UBS GROUP AG	0.95%	121.92K	1.47M	-9.29K	-7.08%
Sep 30, 2025	FIERA CAPITAL CORP	0.77%	99.49K	1.2M	99.49K	+100.00%
Sep 30, 2025	BRIDGEWEALTH ADVISORY GROUP, LLC	0.22%	27.73K	333.35K	0	0
Sep 30, 2025	WHIPPLEWOOD ADVISORS, LLC	0.03%	3.73K	44.86K	-88	-2.30%
Sep 30, 2025	LONGVIEW WEALTH MANAGEMENT	0.16%	20.45K	245.81K	-2.33K	-10.23%
Sep 30, 2025	D.A. DAVIDSON & CO.	0.13%	16.6K	199.53K	0	0
Sep 30, 2025	SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC	0.11%	14.35K	172.5K	0	0
Sep 30, 2025	O'ROURKE & COMPANY, INC	0.1%	13.26K	159.39K	834	+6.71%
Sep 30, 2025	GENEOS WEALTH MANAGEMENT INC.	0%	360	4.33K	0	0
Sep 30, 2025	WOLVERINE ASSET MANAGEMENT LLC	0%	0	-	-55.38K	-100.00%
Sep 30, 2025		3.43%	441.36K	5.31M	441.36K	+100.00%
Sep 30, 2025	MATISSE CAPITAL	0%	0	-	-134.81K	-100.00%
Sep 30, 2025	EVOLUTION WEALTH MANAGEMENT INC.	0%	0	-	-648	-100.00%
Sep 30, 2025	NOBLE WEALTH MANAGEMENT PBC	0.04%	5.41K	64.97K	5.41K	+100.00%
Sep 30, 2025	GPS WEALTH STRATEGIES GROUP, LLC	0.01%	1.25K	15.03K	0	0
Sep 30, 2025	UMB BANK, N.A.	0.67%	86.37K	1.04M	0	0
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.64%	82.39K	950.75K	-7.37K	-8.21%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0.59%	75.92K	912.57K	8.33K	+12.33%
Sep 30, 2025	RONALD BLUE TRUST, INC.	0%	200	2.4K	0	0
Sep 30, 2025	CREWS BANK & TRUST	0%	200	2.4K	200	+100.00%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0.53%	67.59K	764.42K	-58.6K	-46.44%
Jun 30, 2025	BYRNE FINANCIAL FREEDOM, LLC	0.08%	10.6K	119.89K	0	0
Jun 30, 2025	WHIPPLEWOOD ADVISORS, LLC	0.03%	3.82K	43.2K	3.82K	+100.00%
Jun 30, 2025	EVOLUTION WEALTH MANAGEMENT INC.	0.01%	648	7.33K	648	+100.00%
Jun 30, 2025	MORGAN STANLEY	1.94%	248.98K	2.82B	2.76K	+1.12%
Jun 30, 2025	CIBC PRIVATE WEALTH GROUP, LLC	3.43%	441.36K	4.99M	0	0
Jun 30, 2025	SIT INVESTMENT ASSOCIATES INC	4.42%	568.23K	6.43M	148.22K	+35.29%
Jun 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.01%	750	8.48K	0	0
Jun 30, 2025		0.01%	648	7.33K	648	+100.00%
Jun 30, 2025	ELEQUIN SECURITIES, LLC	0%	0	-	-1.47K	-100.00%
Jun 30, 2025	ARLINGTON CAPITAL MANAGEMENT, INC.	0%	0	-	-13.41K	-100.00%
Jun 30, 2025	CREATIVEONE WEALTH, LLC	0.08%	10.2K	115.36K	10.2K	+100.00%
Jun 30, 2025	IFP ADVISORS, INC	0.09%	11.28K	127.63K	-2.14K	-15.94%
Jun 30, 2025	GENEOS WEALTH MANAGEMENT INC.	0%	360	4.07K	0	0
Jun 30, 2025	BLACKROCK, INC.	0.09%	11.53K	130.44K	0	0
Jun 30, 2025	SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC	0.11%	14.35K	162.31K	14.35K	+100.00%
Jun 30, 2025	D.A. DAVIDSON & CO.	0.13%	16.6K	187.75K	0	0
Jun 30, 2025	WEDBUSH SECURITIES INC	0.14%	18.5K	209K	-2K	-9.76%
Jun 30, 2025	LONGVIEW WEALTH MANAGEMENT	0.18%	22.78K	257.64K	0	0
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	1.38%	177.34K	2.01M	6.57K	+3.85%
Jun 30, 2025	BRIDGEWEALTH ADVISORY GROUP, LLC	0.22%	27.73K	313.66K	27.73K	+100.00%
Jun 30, 2025	GUGGENHEIM CAPITAL LLC	0.27%	35.06K	396.53K	-754	-2.11%
Jun 30, 2025	SMITH ASSET MANAGEMENT CO., LLC	0.59%	76.13K	861.06K	1.25K	+1.67%
Jun 30, 2025	SFI ADVISORS, LLC	0%	0	-	-20.27K	-100.00%
Jun 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.32%	41.49K	469K	22.25K	+115.61%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-12.54K	-100.00%
Jun 30, 2025	LPL FINANCIAL LLC	0.33%	41.81K	472.82K	-3.14K	-6.98%
Jun 30, 2025	CARY STREET PARTNERS FINANCIAL LLC	0.35%	44.84K	507.08K	1.34K	+3.07%
Jun 30, 2025	PATHWAY FINANCIAL ADVISORS LLC	0.38%	48.2K	545.1K	18.75K	+63.68%
Jun 30, 2025	RIVERNORTH CAPITAL MANAGEMENT, LLC	0.41%	52.3K	591.49K	-13.17K	-20.12%
Jun 30, 2025	ROBINSON CAPITAL MANAGEMENT, LLC	0.43%	55.01K	622.14K	0	0
Jun 30, 2025	CENTAURUS FINANCIAL, INC.	0.1%	13.04K	148K	0	0
Jun 30, 2025	BANK OF AMERICA CORP /DE/	1.2%	154.58K	1.75M	13.03K	+9.21%
Jun 30, 2025	MATISSE CAPITAL	1.05%	134.81K	1.52M	0	0
Jun 30, 2025	UBS GROUP AG	1.02%	131.21K	1.48M	2.29K	+1.78%
Jun 30, 2025	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.09%	12.09K	138.09K	0	0
Jun 30, 2025	O'ROURKE & COMPANY, INC	0.1%	12.43K	140.54K	0	0
Jun 30, 2025	MAI CAPITAL MANAGEMENT	0.01%	750	8.48K	750	+100.00%
Jun 30, 2025	GPS WEALTH STRATEGIES GROUP, LLC	0.01%	1.25K	14.14K	0	0
Jun 30, 2025	ALLWORTH FINANCIAL LP	0.01%	1.43K	16.21K	0	0
Jun 30, 2025	SOUND INCOME STRATEGIES, LLC	0.05%	6.5K	73.55K	31	+0.48%
Jun 30, 2025	COMERICA BANK	0.07%	8.71K	98.52K	30	+0.35%
Jun 30, 2025	CETERA INVESTMENT ADVISERS	0.08%	10.86K	122.81K	31	+0.29%
Jun 30, 2025	FMR LLC	0%	0	-	-1.71K	-100.00%
Jun 30, 2025	CAPE INVESTMENT ADVISORY, INC.	0%	200	2.26K	0	0
Jun 30, 2025	RONALD BLUE TRUST, INC.	0%	200	2.26K	0	0
Jun 30, 2025	US BANCORP \DE\	0%	300	3.39K	0	0
Jun 30, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.43%	55.38K	626.38K	36.75K	+197.20%
Jun 30, 2025	LIDO ADVISORS, LLC	0.51%	65.81K	744.33K	1.09K	+1.68%
Jun 30, 2025	ROYAL BANK OF CANADA	0.52%	67.24K	761K	-25.44K	-27.45%
Jun 30, 2025	AQR ARBITRAGE LLC	0.71%	91.02K	1.03M	-8.44K	-8.48%
Jun 30, 2025	UMB BANK, N.A.	0.67%	86.37K	976.88K	0	0
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.7%	89.76K	1.02M	6.22K	+7.44%
Mar 31, 2025	FMR LLC	0.01%	1.71K	19.18K	1.71K	+100.00%
Mar 31, 2025	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.09%	12.09K	135.62K	0	0
Mar 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.15%	19.24K	216K	74	+0.39%
Mar 31, 2025	UMB BANK, N.A.	0.67%	86.37K	969.11K	0	0
Mar 31, 2025		0.03%	4.28K	48.02K	1.5K	+53.96%
Mar 31, 2025	COMERICA BANK	0.07%	8.68K	97.4K	30	+0.35%
Mar 31, 2025	O'ROURKE & COMPANY, INC	0.1%	12.43K	139.42K	12.43K	+100.00%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.1%	12.54K	140.69K	1.56K	+14.21%
Mar 31, 2025	LPL FINANCIAL LLC	0.35%	44.94K	504.24K	6.46K	+16.78%
Mar 31, 2025	PATHWAY FINANCIAL ADVISORS LLC	0.23%	29.45K	330.38K	12.82K	+77.10%
Mar 31, 2025	GUGGENHEIM CAPITAL LLC	0.28%	35.81K	401.83K	15.53K	+76.53%
Mar 31, 2025	CARY STREET PARTNERS FINANCIAL LLC	0.34%	43.5K	488.07K	4K	+10.13%
Mar 31, 2025	ROBINSON CAPITAL MANAGEMENT, LLC	0.43%	55.01K	617.19K	0	0
Mar 31, 2025	AQR ARBITRAGE LLC	0.77%	99.46K	1.12M	-16.72K	-14.39%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	1.1%	141.55K	1.59M	33.68K	+31.23%
Mar 31, 2025	IFP ADVISORS, INC	0.1%	13.42K	150.62K	-5.3K	-28.32%
Mar 31, 2025	WEDBUSH SECURITIES INC	0.16%	20.5K	230K	0	0
Mar 31, 2025	CETERA INVESTMENT ADVISERS	0.08%	10.83K	121.48K	30	+0.28%
Mar 31, 2025	CENTAURUS FINANCIAL, INC.	0.1%	13.04K	146K	0	0
Mar 31, 2025	ARLINGTON CAPITAL MANAGEMENT, INC.	0.1%	13.41K	150.45K	13.41K	+100.00%
Mar 31, 2025	FIRST NATIONAL TRUST CO	0%	0	-	-10.54K	-100.00%
Mar 31, 2025	STIFEL FINANCIAL CORP	0%	0	-	-27.29K	-100.00%
Mar 31, 2025	CAPE INVESTMENT ADVISORY, INC.	0%	200	2.24K	0	0
Mar 31, 2025	RONALD BLUE TRUST, INC.	0%	200	2.24K	0	0
Mar 31, 2025	ELEQUIN SECURITIES, LLC	0.01%	1.47K	16.54K	1.47K	+100.00%
Mar 31, 2025	SOUND INCOME STRATEGIES, LLC	0.05%	6.47K	72.61K	6.47K	+100.00%
Mar 31, 2025	BLACKROCK, INC.	0.09%	11.53K	129.4K	0	0
Mar 31, 2025	POPLAR FOREST CAPITAL LLC	0.12%	15.43K	173.07K	0	0
Mar 31, 2025	D.A. DAVIDSON & CO.	0.13%	16.6K	186.25K	-700	-4.05%
Mar 31, 2025	RIVERNORTH CAPITAL MANAGEMENT, LLC	0.51%	65.47K	734.54K	65.47K	+100.00%
Mar 31, 2025	US BANCORP \DE\	0%	300	3.37K	0	0
Mar 31, 2025	GENEOS WEALTH MANAGEMENT INC.	0%	360	4.04K	0	0
Mar 31, 2025	LIDO ADVISORS, LLC	0.5%	64.72K	726.21K	-6.09K	-8.60%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.65%	83.54K	937.28K	3.54K	+4.42%
Mar 31, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.01%	750	8.42K	0	0
Mar 31, 2025	GPS WEALTH STRATEGIES GROUP, LLC	0.01%	1.25K	14.03K	0	0
Mar 31, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.15%	18.64K	209.08K	18.64K	+100.00%
Mar 31, 2025	SFI ADVISORS, LLC	0.16%	20.27K	227.4K	-33.16K	-62.07%
Mar 31, 2025	ROYAL BANK OF CANADA	0.72%	92.68K	1.04M	-2.09K	-2.20%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0.98%	126.19K	1.42M	-862	-0.68%
Mar 31, 2025	UBS GROUP AG	1%	128.92K	1.45M	-8.77K	-6.37%
Mar 31, 2025	MATISSE CAPITAL	1.05%	134.81K	1.51M	0	0
Mar 31, 2025	RAYMOND JAMES FINANCIAL INC	1.33%	170.77K	1.92M	-10.41K	-5.74%
Mar 31, 2025	MORGAN STANLEY	1.92%	246.23K	2.76M	8.26K	+3.47%
Mar 31, 2025	SIT INVESTMENT ASSOCIATES INC	3.27%	420.01K	4.71M	65.11K	+18.35%
Mar 31, 2025	CIBC PRIVATE WEALTH GROUP, LLC	3.43%	441.36K	4.63M	0	0
Mar 31, 2025	ALLWORTH FINANCIAL LP	0.01%	1.43K	15.55K	0	0
Mar 31, 2025	LONGVIEW WEALTH MANAGEMENT	0.18%	22.78K	255.59K	0	0
Mar 31, 2024	MCCLARREN FINANCIAL ADVISORS, INC.	0%	0	-	-9.63K	-100.00%
Mar 31, 2024	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	0	-	-2.49K	-100.00%
Mar 31, 2024	TRUIST FINANCIAL CORP	0%	0	-	-17.2K	-100.00%
Mar 31, 2024	CAPE INVESTMENT ADVISORY, INC.	0%	200	2.12K	0	0
Mar 31, 2024	RONALD BLUE TRUST, INC.	0%	200	2.12K	0	0
Mar 31, 2024	JPMORGAN CHASE & CO	0%	343	3.64K	-1.28K	-78.88%
Mar 31, 2024	GENEOS WEALTH MANAGEMENT INC.	0%	360	3.82K	0	0
Mar 31, 2024	PNC FINANCIAL SERVICES GROUP, INC.	0.01%	662	7.02K	-30	-4.34%
Mar 31, 2024	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.01%	750	7.96K	0	0
Mar 31, 2024	WOLFF WIESE MAGANA LLC	0.01%	996	10.57K	0	0
Mar 31, 2024	PRINCIPAL SECURITIES, INC.	0.01%	1.04K	11.03K	0	0
Mar 31, 2024	PATHWAY FINANCIAL ADVISERS, LLC	0.03%	3.76K	39.9K	3.76K	+100.00%
Mar 31, 2024	CETERA INVESTMENT ADVISERS	0.1%	12.26K	130.09K	12.26K	+100.00%
Mar 31, 2024	COOPER FINANCIAL GROUP	0.11%	13.3K	141.13K	-400	-2.92%
Mar 31, 2024	LOGAN STONE CAPITAL, LLC	0.12%	14.85K	157.56K	14.85K	+100.00%
Mar 31, 2024	WEDBUSH SECURITIES INC	0.14%	17.03K	181K	368	+2.21%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0.14%	17.49K	186K	17.49K	+100.00%
Mar 31, 2024	MATISSE CAPITAL	0.17%	21.14K	224.27K	1.24K	+6.23%
Mar 31, 2024	D.A. DAVIDSON & CO.	0.17%	21.68K	229.99K	-98	-0.45%
Mar 31, 2024	GPS WEALTH STRATEGIES GROUP, LLC	0.01%	1.25K	13.26K	0	0
Mar 31, 2024		0.03%	3.76K	39.9K	3.76K	+100.00%
Mar 31, 2024	COMERICA BANK	0.04%	5.05K	53.53K	-2.44K	-32.56%
Mar 31, 2024	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.09%	11.06K	117.35K	0	0
Mar 31, 2024	CENTAURUS FINANCIAL, INC.	0.12%	15.35K	163K	48	+0.31%
Mar 31, 2024	POPLAR FOREST CAPITAL LLC	0.12%	15.43K	163.66K	0	0
Mar 31, 2024	SFI ADVISORS, LLC	0.71%	89.44K	948.99K	59.45K	+198.19%
Mar 31, 2024	WOLVERINE ASSET MANAGEMENT LLC	1.01%	127.1K	1.35M	16.9K	+15.34%
Mar 31, 2024	UBS GROUP AG	1.26%	158.67K	1.68M	12.92K	+8.86%
Mar 31, 2024	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	1.88%	236.01K	2.5M	-7.9K	-3.24%
Mar 31, 2024	SIT INVESTMENT ASSOCIATES INC	2.32%	291.17K	3.09M	206.98K	+245.85%
Mar 31, 2024	RAYMOND JAMES & ASSOCIATES	0.18%	22.14K	234.94K	-164	-0.74%
Mar 31, 2024	LONGVIEW WEALTH MANAGEMENT	0.22%	27.67K	293.56K	-1.73K	-5.88%
Mar 31, 2024	LPL FINANCIAL LLC	0.3%	37.75K	400.51K	-1.69K	-4.28%
Mar 31, 2024	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.41%	51.88K	550.46K	5.73K	+12.41%
Mar 31, 2024	ROBINSON CAPITAL MANAGEMENT, LLC	0.44%	54.86K	554.34K	10K	+22.29%
Mar 31, 2024	PRIVATE WEALTH STRATEGIES, L.L.C.	0.54%	67.49K	716.06K	1.42K	+2.15%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.57%	71.97K	763.54K	48.03K	+200.61%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.68%	84.83K	900.08K	-7.22K	-7.84%
Mar 31, 2024	RPO LLC	0%	0	-	-10.91K	-100.00%
Mar 31, 2024	ADVISORY SERVICES NETWORK, LLC	0%	0	-	-1.17K	-100.00%
Mar 31, 2024	SABA CAPITAL MANAGEMENT, L.P.	0%	0	-	-19.57K	-100.00%
Mar 31, 2024	US BANCORP \DE\	0%	300	3.18K	0	0
Mar 31, 2024	SPIDERROCK ADVISORS, LLC	0.09%	11.53K	120.52K	11.53K	+100.00%
Mar 31, 2024	ROYAL BANK OF CANADA	0.44%	55.3K	588K	-4.36K	-7.31%
Mar 31, 2024	AQR ARBITRAGE LLC	0.99%	124.67K	1.32M	26.44K	+26.92%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	1.24%	156.4K	1.66M	13.45K	+9.40%
Mar 31, 2024	MORGAN STANLEY	1.78%	223.15K	2.37M	19.95K	+9.82%
Dec 31, 2023	WEDBUSH SECURITIES INC	0.13%	16.66K	165K	20	+0.12%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	1.14%	142.96K	1.41M	133.66K	+1,438.33%
Dec 31, 2023	UBS GROUP AG	1.16%	145.75K	1.44M	-32.3K	-18.14%
Dec 31, 2023	MORGAN STANLEY	1.62%	203.2K	2.01M	-20K	-8.96%
Dec 31, 2023	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	1.94%	243.92K	2.41M	-11.69K	-4.57%
Dec 31, 2023	BAIRD FINANCIAL GROUP, INC.	0%	0	-	-43.44K	-100.00%
Dec 31, 2023	NEWEDGE ADVISORS, LLC	0%	0	-	-13.1K	-100.00%
Dec 31, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0%	0	-	-75	-100.00%
Dec 31, 2023	HRT FINANCIAL LP	0%	0	-	-12.1K	-100.00%
Dec 31, 2023	FMR LLC	0%	0	-	-1	-100.00%
Dec 31, 2023	RONALD BLUE TRUST, INC.	0%	200	2K	0	0
Dec 31, 2023	US BANCORP \DE\	0%	300	2.96K	0	0
Dec 31, 2023	GENEOS WEALTH MANAGEMENT INC.	0%	360	3.56K	0	0
Dec 31, 2023	PNC FINANCIAL SERVICES GROUP, INC.	0.01%	692	6.84K	692	+100.00%
Dec 31, 2023	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.01%	750	7.41K	0	0
Dec 31, 2023	WOLFF WIESE MAGANA LLC	0.01%	996	9.84K	0	0
Dec 31, 2023		0%	200	1.98K	0	0
Dec 31, 2023	ADVISORY SERVICES NETWORK, LLC	0.01%	1.17K	11.57K	1.17K	+100.00%
Dec 31, 2023	GPS WEALTH STRATEGIES GROUP, LLC	0.01%	1.25K	12.35K	0	0
Dec 31, 2023	JPMORGAN CHASE & CO	0.01%	1.62K	16.05K	1.62K	+100.00%
Dec 31, 2023	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0.02%	2.49K	24.62K	43	+1.76%
Dec 31, 2023	COMERICA BANK	0.06%	7.48K	73.91K	5.19K	+226.68%
Dec 31, 2023	MCCLARREN FINANCIAL ADVISORS, INC.	0.08%	9.63K	95K	170	+1.80%
Dec 31, 2023	RPO LLC	0.09%	10.91K	107.81K	10.91K	+100.00%
Dec 31, 2023	AQR ARBITRAGE LLC	0.78%	98.23K	970.49K	54.06K	+122.38%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.73%	92.05K	909.46K	-10.66K	-10.38%
Dec 31, 2023	SIT INVESTMENT ASSOCIATES INC	0.67%	84.19K	832K	76.57K	+1,004.55%
Dec 31, 2023	PRIVATE WEALTH STRATEGIES, L.L.C.	0.53%	66.07K	652.74K	1.16K	+1.79%
Dec 31, 2023	ROYAL BANK OF CANADA	0.47%	59.67K	589K	4.41K	+7.98%
Dec 31, 2023	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.37%	46.15K	455.99K	46.15K	+100.00%
Dec 31, 2023	ROBINSON CAPITAL MANAGEMENT, LLC	0.36%	44.86K	448.58K	4.95K	+12.40%
Dec 31, 2023	LPL FINANCIAL LLC	0.31%	39.44K	389.64K	-4.04K	-9.30%
Dec 31, 2023	SFI ADVISORS, LLC	0.24%	30K	296.35K	-18.86K	-38.61%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0.19%	23.94K	236.53K	-1.74K	-6.78%
Dec 31, 2023	RAYMOND JAMES & ASSOCIATES	0.18%	22.31K	220.39K	5.5K	+32.72%
Dec 31, 2023	D.A. DAVIDSON & CO.	0.17%	21.78K	215.14K	-8.94K	-29.11%
Dec 31, 2023	MATISSE CAPITAL	0.16%	19.9K	196.59K	19.9K	+100.00%
Dec 31, 2023	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.09%	11.06K	109.27K	813	+7.93%
Dec 31, 2023	COOPER FINANCIAL GROUP	0.11%	13.7K	135.38K	-6.4K	-31.84%
Dec 31, 2023	CENTAURUS FINANCIAL, INC.	0.12%	15.3K	151K	-86.75K	-85.00%
Dec 31, 2023	POPLAR FOREST CAPITAL LLC	0.12%	15.43K	152.4K	0	0
Dec 31, 2023	SABA CAPITAL MANAGEMENT, L.P.	0.16%	19.57K	193.36K	-5.8K	-22.87%
Dec 31, 2023	TRUIST FINANCIAL CORP	0.14%	17.2K	169.92K	17.2K	+100.00%
Dec 31, 2023	WOLVERINE ASSET MANAGEMENT LLC	0.88%	110.2K	1.09M	-3.85K	-3.38%

Insiders

Among the PFD insiders holding of N/A of the stake in company, ETTINGER ROBERT M, President, holds the largest shares of 10.31K. CRUMRINE DONALD F, Chairman of the Board, is the second largest PFD insider with ownership of 5.94K shares. GALE DAVID, director, stands third with possession of 2.2K shares of that stake.

Insiders	Designation	Shares Held
ETTINGER ROBERT M	President	10.31K
CRUMRINE DONALD F	Chairman of the Board	5.94K
GALE DAVID	director	2.2K
STONE BRADFORD S	Vice President	1.3K
CHADWICK ROBERT E	CFO, VP, Secretary, Treasurer	1K
WULF ROBERT F	director	1K
HOGAN KAREN HANOVICE	director	700
CONWELL CHAD	CCO, VP and Secretary	499
BRODY MARTIN	director	0

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Aug 19, 2013	WULF ROBERT F	PURCHASE	20.74	1K	20.74K	1K
Aug 06, 2013	HOGAN KAREN HANOVICE	PURCHASE	12.97	700	9.08K	700
Jun 03, 2013	CONWELL CHAD	PURCHASE	14.08	499	7.03K	499
Apr 14, 2010	WULF ROBERT F	SALE	11.65	0	5.3	636
Jan 04, 2010	HOGAN KAREN HANOVICE	PURCHASE	10.29	500	5.14K	500
Nov 07, 2007	ETTINGER ROBERT M	PURCHASE	12.55	5K	62.75K	10.31K
Nov 06, 2007	ETTINGER ROBERT M	PURCHASE	12.66	1.31K	16.57K	5.31K
Aug 14, 2007	CRUMRINE DONALD F	PURCHASE	13.49	3.8K	51.26K	5.94K
Jan 24, 2006	GALE DAVID	PURCHASE	16.73	200	3.35K	2.2K
Sep 28, 2005	CHADWICK ROBERT E	PURCHASE	15.96	1K	15.96K	1K
Dec 27, 2004	BRODY MARTIN	SALE	18.16	2.15K	39.08K	0
Apr 06, 2004	STONE BRADFORD S	PURCHASE	16.40	300	4.92K	1.3K
Apr 05, 2004	STONE BRADFORD S	PURCHASE	16.90	1K	16.9K	1K
Dec 23, 2003	GALE DAVID	PURCHASE	18.32	500	9.16K	2K

Frequently Asked Questions