How many institutions own PQDI stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own PQDI shares is N/A, representing N/A of the company's common stock.

Who are the major shareholders selling Principal Spectrum Preferred and Income ETF stock?

UBS GROUP AG, in the last quarter, reduced its stake in PQDI by -100% restricting it's holding to 0 shares of worth nearly -. ASSETMARK, INC also lessened -50% of the PQDI shares from its portfolio, reducing its holding to 44 shares of worth $858.00. JANE STREET GROUP, LLC also shunned PQDI shares holding by -53.04% last quarter which brought its holding to 15.39 thousand shares worth $300.24K.

Investors who are buying PQDI stock?

As per its latest 13F filing, ADVISOR GROUP HOLDINGS, INC. increased its stake in PQDI by 1.49% in the last quarter. The institutional holder raised its holding to 2.59 thousand shares having worth more than $50.62K. MORGAN STANLEY also added 16,600% more shares of PQDI to its portfolio, raising its holding to 167 shares of worth $3.28K. FARTHER FINANCE ADVISORS, LLC also increased its PQDI shares holding by 100% which brought its holding to 283 shares worth $5.52K.

PQDI's major insiders: who are they?

The insider with the most stakes in PQDI is N/A , N/A at the company. Additionally, PQDI stock is highly held by N/A N/A and N/A N/A among others.

Did an insider recently sell PQDI stock?

Company executives, directors, and other insiders own N/A percent of Principal Spectrum Preferred and Income ETF's stock. Within the last six months, there have been 0 transaction(s) in which PQDI insiders have sold stock, totaling 0 shares. Insiders that have sold shares include .

Which insider recently purchased PQDI stock?

There have been 0 transaction(s) during the past 6-months in which Principal Spectrum Preferred and Income ETF insiders have bought stock, totalling 0 shares

How much of PQDI does insiders own?

Around 0 Principal Spectrum Preferred and Income ETF shares are held by insiders, which represents about N/A of PQDI stock.

Who is the insider with the largest stake?

PQDI N/A, N/A holds the largest portfolio of the company's shares. PQDI shares owned by N/A total nearly -.

Which institution holds the most shares in PQDI?

PRINCIPAL FINANCIAL GROUP INC is the largest institutional owner in PQDI which holds 2.07 million shares worth $40.32M or 56.78% of the total PQDI shares outstanding followed by UBS GROUP AG with ownership of 0 shares representing 0% of the PQDI ownership. ASSETMARK, INC is the third largest stakeholder with 44 shares or 0% of the ownership worth more than $858.00.

Is Principal Spectrum Preferred and Income ETF stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the PQDI is concerned, it is a stock which is not optionable.

Is there a short position on PQDI's shares?

Number of PQDI shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding PQDI shares are there?

As of today, null shares of PQDI are outstanding.

Is there many float in PQDI stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, PQDI has null shares in float.

PQDI short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for PQDI is null.

Principal Spectrum Preferred and Income ETF (PQDI) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableNo

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Institutional Ownership

About N/A of shares are held by financial institutions. PRINCIPAL FINANCIAL GROUP INC is the top corporate investor, holding 2.07M shares valued at $40.32M. A 56.78% stake in Principal Spectrum Preferred and Income ETF is owned by the company. UBS GROUP AG owns 0 shares valued at -, which translates its holding of 0% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Jun 30, 2026	PRINCIPAL FINANCIAL GROUP INC	56.78%	2.07M	40.32M	0	0
Jun 30, 2026	UBS GROUP AG	0%	0	-	-7	-100.00%
Jun 30, 2026	ASSETMARK, INC	0%	44	858	-44	-50.00%
Jun 30, 2026	ADVISOR GROUP HOLDINGS, INC.	0.07%	2.59K	50.62K	38	+1.49%
Jun 30, 2026	JANE STREET GROUP, LLC	0.42%	15.39K	300.24K	-17.39K	-53.04%
Jun 30, 2026	MORGAN STANLEY	0%	167	3.28K	166	+16,600.00%
Jun 30, 2026	FARTHER FINANCE ADVISORS, LLC	0.01%	283	5.52K	283	+100.00%
Jun 30, 2026	CORECAP ADVISORS, LLC	0.02%	885	17.26K	0	0
Jun 30, 2026	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.41%	15.08K	294K	0	0
Jun 30, 2026	CAPITAL INVESTMENT ADVISORY SERVICES, LLC	0.69%	24.98K	487.24K	0	0
Jun 30, 2026	HARBOR INVESTMENT ADVISORY, LLC	0.86%	31.45K	613.37K	0	0
Jun 30, 2026	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	3.71%	135.24K	2.62M	36.34K	+36.74%
Jun 30, 2026	ENVESTNET ASSET MANAGEMENT INC	22.21%	808.64K	15.77M	14.36K	+1.81%
Jun 30, 2026	PRINCIPAL SECURITIES, INC.	22.34%	813.52K	15.87M	7.54K	+0.94%
Mar 31, 2026	ENVESTNET ASSET MANAGEMENT INC	21.9%	794.28K	15.3M	57.65K	+7.83%
Mar 31, 2026	PRINCIPAL FINANCIAL GROUP INC	56.99%	2.07M	39.83M	0	0
Mar 31, 2026	CAPITAL INVESTMENT ADVISORY SERVICES, LLC	0.69%	24.98K	481.26K	250	+1.01%
Mar 31, 2026	HARBOR INVESTMENT ADVISORY, LLC	0.87%	31.45K	605.86K	0	0
Mar 31, 2026	UBS GROUP AG	0%	7	135	-51	-87.93%
Mar 31, 2026	ASSETMARK, INC	0%	88	1.7K	0	0
Mar 31, 2026	CORECAP ADVISORS, LLC	0.02%	885	17.05K	0	0
Mar 31, 2026	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.42%	15.08K	290K	4.35K	+40.56%
Mar 31, 2026	ADVISOR GROUP HOLDINGS, INC.	0.07%	2.56K	49.26K	35	+1.39%
Mar 31, 2026	MORGAN STANLEY	0%	1	27	0	0
Mar 31, 2026	JANE STREET GROUP, LLC	0.9%	32.78K	631.52K	1.4K	+4.45%
Mar 31, 2026	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	2.73%	98.91K	1.9M	-87.83K	-47.03%
Mar 31, 2026	PRINCIPAL SECURITIES, INC.	22.22%	805.99K	15.53M	71.09K	+9.67%
Dec 31, 2025	PRINCIPAL FINANCIAL GROUP INC	60.95%	2.07M	40.47M	0	0
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.07%	2.52K	49.37K	2.52K	+100.00%
Dec 31, 2025	ENVESTNET ASSET MANAGEMENT INC	21.33%	736.63K	14.42M	218.69K	+42.22%
Dec 31, 2025	PRINCIPAL SECURITIES, INC.	21.24%	734.9K	14.39M	219.06K	+42.47%
Dec 31, 2025	ASSETMARK, INC	0%	88	1.72K	88	+100.00%
Dec 31, 2025	UBS GROUP AG	0%	58	1.14K	58	+100.00%
Dec 31, 2025	MORGAN STANLEY	0%	1	37	0	0
Dec 31, 2025	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	5.51%	186.73K	3.67M	7.41K	+4.13%
Dec 31, 2025	JANE STREET GROUP, LLC	0.93%	31.38K	614.32K	31.38K	+100.00%
Dec 31, 2025	HARBOR INVESTMENT ADVISORY, LLC	0.91%	31.45K	615.58K	1.45K	+4.82%
Dec 31, 2025	CAPITAL INVESTMENT ADVISORY SERVICES, LLC	0.73%	24.73K	484.09K	0	0
Dec 31, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.32%	10.73K	210K	10.73K	+100.00%
Dec 31, 2025	CORECAP ADVISORS, LLC	0.03%	885	17.32K	315	+55.26%
Sep 30, 2025	ENVESTNET ASSET MANAGEMENT INC	16.86%	517.93K	10.17M	28.5K	+5.82%
Sep 30, 2025	PRINCIPAL SECURITIES, INC.	16.79%	515.84K	10.13M	30.48K	+6.28%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0%	0	-	-133	-100.00%
Sep 30, 2025	MORGAN STANLEY	0%	1	35	0	0
Sep 30, 2025	CORECAP ADVISORS, LLC	0.02%	570	11.2K	0	0
Sep 30, 2025	CAPITAL INVESTMENT ADVISORY SERVICES, LLC	0.8%	24.73K	485.82K	-1.94K	-7.29%
Sep 30, 2025	PRINCIPAL FINANCIAL GROUP INC	67.28%	2.07M	40.61M	0	0
Sep 30, 2025	UBS GROUP AG	0%	0	-	-1.16K	-100.00%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	0	-	-153	-100.00%
Sep 30, 2025	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	5.84%	179.32K	3.51M	20.1K	+12.62%
Sep 30, 2025	HARBOR INVESTMENT ADVISORY, LLC	0.98%	30K	589.35K	0	0
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.01%	153	2.9K	153	+100.00%
Jun 30, 2025	UBS GROUP AG	0.04%	1.16K	22.42K	1.16K	+100.00%
Jun 30, 2025	ENVESTNET ASSET MANAGEMENT INC	16.08%	489.44K	9.46M	-40.68K	-7.67%
Jun 30, 2025	PRINCIPAL FINANCIAL GROUP INC	67.92%	2.07M	39.95M	1.07M	+107.66%
Jun 30, 2025	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	5.23%	159.23K	3.08M	22.19K	+16.19%
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0%	133	2.57K	133	+100.00%
Jun 30, 2025	HARBOR INVESTMENT ADVISORY, LLC	0.99%	30K	579.75K	0	0
Jun 30, 2025	PRINCIPAL SECURITIES, INC.	15.95%	485.36K	9.38M	-22.74K	-4.47%
Jun 30, 2025	MORGAN STANLEY	0%	1	31K	0	0
Jun 30, 2025	CORECAP ADVISORS, LLC	0.02%	570	11.02K	0	0
Jun 30, 2025	CAPITAL INVESTMENT ADVISORY SERVICES, LLC	0.88%	26.67K	515.48K	-992	-3.59%
Mar 31, 2025	ENVESTNET ASSET MANAGEMENT INC	17.81%	530.12K	10.09M	15.85K	+3.08%
Mar 31, 2025	PRINCIPAL SECURITIES, INC.	17.07%	508.1K	9.65M	0	0
Mar 31, 2025	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	4.6%	137.04K	2.61M	-207	-0.15%
Mar 31, 2025	HARBOR INVESTMENT ADVISORY, LLC	1.01%	30K	571.2K	0	0
Mar 31, 2025	JANE STREET GROUP, LLC	0%	0	-	-28.11K	-100.00%
Mar 31, 2025	CORECAP ADVISORS, LLC	0.02%	570	10.85K	570	+100.00%
Mar 31, 2025	PRINCIPAL FINANCIAL GROUP INC	33.44%	995.52K	18.95M	0	0
Mar 31, 2025	MORGAN STANLEY	0%	1	26	0	0
Mar 31, 2025	CITADEL ADVISORS LLC	0%	0	-	-18K	-100.00%
Mar 31, 2025	CAPITAL INVESTMENT ADVISORY SERVICES, LLC	0.93%	27.67K	526.76K	-719	-2.53%

PQDI Stock Ownership Breakdown