How many institutions own GUG stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own GUG shares is 48, representing 32.1% of the company's common stock.

Who are the major shareholders selling Guggenheim Active Allocation Fund stock?

ROYAL BANK OF CANADA, in the last quarter, reduced its stake in GUG by -0.39% restricting it's holding to 498.06 thousand shares of worth nearly $7.96M. KINGSVIEW WEALTH MANAGEMENT, LLC also lessened -100% of the GUG shares from its portfolio, reducing its holding to 0 shares of worth -. ENVESTNET ASSET MANAGEMENT INC also shunned GUG shares holding by -73.57% last quarter which brought its holding to 10.78 thousand shares worth $172.24K.

Investors who are buying GUG stock?

As per its latest 13F filing, WEDBUSH SECURITIES INC increased its stake in GUG by 14.33% in the last quarter. The institutional holder raised its holding to 12.37 thousand shares having worth more than $198.00K. HIGH NET WORTH ADVISORY GROUP LLC also added 1.43% more shares of GUG to its portfolio, raising its holding to 12.74 thousand shares of worth $203.51K. WELLS FARGO & COMPANY/MN also increased its GUG shares holding by 124.43% which brought its holding to 665.64 thousand shares worth $10.64M.

GUG's major insiders: who are they?

The insider with the most stakes in GUG is Barnes Randall C , TRUSTEE at the company. Additionally, GUG stock is highly held by TRUSTEE TOUPIN RONALD E JR and TRUSTEE Brock-Kyle Angela among others.

Did an insider recently sell GUG stock?

Company executives, directors, and other insiders own N/A percent of Guggenheim Active Allocation Fund's stock. Within the last six months, there have been 0 transaction(s) in which GUG insiders have sold stock, totaling 0 shares. Insiders that have sold shares include BARNES RANDALL C.

Which insider recently purchased GUG stock?

There have been 0 transaction(s) during the past 6-months in which Guggenheim Active Allocation Fund insiders have bought stock, totalling 0 shares

How much of GUG does insiders own?

Around 0 Guggenheim Active Allocation Fund shares are held by insiders, which represents about N/A of GUG stock.

Who is the insider with the largest stake?

GUG TRUSTEE, Barnes Randall C holds the largest portfolio of the company's shares. GUG shares owned by Barnes total nearly 62.32 thousand.

Which institution holds the most shares in GUG?

ROYAL BANK OF CANADA is the largest institutional owner in GUG which holds 498.06 thousand shares worth $7.96M or 1.47% of the total GUG shares outstanding followed by KINGSVIEW WEALTH MANAGEMENT, LLC with ownership of 0 shares representing 0% of the GUG ownership. LARSON FINANCIAL GROUP LLC is the third largest stakeholder with 3 thousand shares or 0.01% of the ownership worth more than $47.94K.

Is Guggenheim Active Allocation Fund stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the GUG is concerned, it is a stock which is not optionable.

Is there a short position on GUG's shares?

Number of GUG shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding GUG shares are there?

As of today, null shares of GUG are outstanding.

Is there many float in GUG stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, GUG has null shares in float.

GUG short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for GUG is null.

Guggenheim Active Allocation Fund (GUG) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

N/A Percentage of Shares held by All Insiders

32.1% Percentage of Shares held by All Institutions

32.1% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 32.1% of GUG shares are held by financial institutions. ROYAL BANK OF CANADA is the top corporate investor, holding 498.06K shares valued at $7.96M. A 1.47% stake in Guggenheim Active Allocation Fund is owned by the company. KINGSVIEW WEALTH MANAGEMENT, LLC owns 0 shares valued at -, which translates its holding of 0% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Jun 30, 2026	ROYAL BANK OF CANADA	1.47%	498.06K	7.96M	-1.95K	-0.39%
Jun 30, 2026	KINGSVIEW WEALTH MANAGEMENT, LLC	0%	0	-	-12.4K	-100.00%
Jun 30, 2026	LARSON FINANCIAL GROUP LLC	0.01%	3K	47.94K	0	0
Jun 30, 2026	ENVESTNET ASSET MANAGEMENT INC	0.03%	10.78K	172.24K	-29.99K	-73.57%
Jun 30, 2026	WEDBUSH SECURITIES INC	0.04%	12.37K	198K	1.55K	+14.33%
Jun 30, 2026	HIGH NET WORTH ADVISORY GROUP LLC	0.04%	12.74K	203.51K	180	+1.43%
Jun 30, 2026	WELLS FARGO & COMPANY/MN	1.96%	665.64K	10.64M	369.05K	+124.43%
Jun 30, 2026	RAYMOND JAMES FINANCIAL INC	2.3%	781.05K	12.48M	72.09K	+10.17%
Jun 30, 2026	ADVISORS ASSET MANAGEMENT, INC.	2.37%	801.54K	12.81M	-2.81K	-0.35%
Jun 30, 2026	COHEN & STEERS, INC.	2.55%	863.15K	13.79M	15K	+1.77%
Jun 30, 2026	BANK OF AMERICA CORP /DE/	2.83%	960.15K	15.34M	45.18K	+4.94%
Jun 30, 2026	TSFG, LLC	0%	0	-	-1.73K	-100.00%
Jun 30, 2026	INDEPENDENT ADVISOR ALLIANCE	0%	0	-	-18.59K	-100.00%
Jun 30, 2026	JPMORGAN CHASE & CO	0%	550	8.77K	0	0
Jun 30, 2026	INSTITUTE FOR WEALTH MANAGEMENT, LLC.	0%	995	15.9K	995	+100.00%
Jun 30, 2026	HARBOUR INVESTMENTS, INC.	0%	1.5K	23.97K	0	0
Jun 30, 2026	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0.01%	2.1K	33.57K	2.1K	+100.00%
Jun 30, 2026	NOBLE WEALTH MANAGEMENT PBC	0.01%	2.7K	43.15K	0	0
Jun 30, 2026	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.04%	15.11K	241K	92	+0.61%
Jun 30, 2026	BEACON POINTE ADVISORS, LLC	0.09%	29.34K	468.89K	29.34K	+100.00%
Jun 30, 2026	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.09%	30.78K	491.87K	150	+0.49%
Jun 30, 2026	CLOSED-END FUND ADVISORS, INC.	0.24%	80.59K	1.29M	-26.1K	-24.47%
Jun 30, 2026	FARTHER FINANCE ADVISORS, LLC	0%	357	5.71K	0	0
Jun 30, 2026	HIGHTOWER ADVISORS, LLC	0.09%	31.94K	510.39K	31.94K	+100.00%
Jun 30, 2026	GOLDEN STATE EQUITY PARTNERS	0%	0	-	-48.58K	-100.00%
Jun 30, 2026	COLONY GROUP, LLC	0%	0	-	-75.7K	-100.00%
Jun 30, 2026	HIGHLINE WEALTH PARTNERS LLC	0%	187	2.99K	0	0
Jun 30, 2026	GENEOS WEALTH MANAGEMENT INC.	0.01%	3K	47.94K	0	0
Jun 30, 2026	AVIANCE CAPITAL PARTNERS, LLC	0.1%	32.92K	525.98K	1.25K	+3.94%
Jun 30, 2026	LPL FINANCIAL LLC	0.1%	34.23K	546.94K	-4.68K	-12.03%
Jun 30, 2026	J.W. COLE ADVISORS, INC.	0.12%	39.19K	626.25K	21.92K	+126.93%
Jun 30, 2026	ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC	0%	0	-	-7.5K	-100.00%
Jun 30, 2026	BRINKER CAPITAL INVESTMENTS, LLC	0.05%	16.06K	256.62K	16.06K	+100.00%
Jun 30, 2026	CETERA INVESTMENT ADVISERS	0.05%	18.01K	287.85K	-25.68K	-58.77%
Jun 30, 2026	UBS GROUP AG	0.05%	18.1K	289.24K	-443	-2.39%
Jun 30, 2026	CONCURRENT INVESTMENT ADVISORS, LLC	0.12%	40.74K	650.99K	2.32K	+6.03%
Jun 30, 2026	OPPENHEIMER & CO INC	0.13%	43.82K	700.31K	-23.14K	-34.55%
Jun 30, 2026	STIFEL FINANCIAL CORP	0.14%	49.05K	783.89K	928	+1.93%
Jun 30, 2026		0.24%	80.59K	1.29M	-26.1K	-24.47%
Jun 30, 2026	PATHSTONE HOLDINGS, LLC	1.1%	371.09K	5.93M	-517.78K	-58.25%
Jun 30, 2026	BAIRD FINANCIAL GROUP, INC.	2%	676.91K	10.82M	-53.39K	-7.31%
Jun 30, 2026	ATLAS WEALTH LLC	2.5%	848.5K	13.56M	848.5K	+100.00%
Jun 30, 2026	GUGGENHEIM CAPITAL LLC	2.8%	950K	15.18M	0	0
Jun 30, 2026	MORGAN STANLEY	8.46%	2.87M	45.8M	27.15K	+0.96%
Jun 30, 2026	DAVENPORT & CO LLC	0.06%	19.23K	307.36K	-264	-1.35%
Jun 30, 2026	JANE STREET GROUP, LLC	0.06%	21.88K	349.68K	21.88K	+100.00%
Jun 30, 2026	CITADEL ADVISORS LLC	0.1%	32.18K	514.25K	2K	+6.63%
Jun 30, 2026	PENSIONMARK FINANCIAL GROUP, LLC	0.1%	32.53K	495.09K	0	0
Jun 30, 2026	ADVISOR GROUP HOLDINGS, INC.	0.11%	38.29K	611.82K	-1.44K	-3.62%
Jun 30, 2026	INVESCO LTD.	0.25%	84.15K	1.34M	-813	-0.96%
Jun 30, 2026	KESTRA ADVISORY SERVICES, LLC	0.3%	100.52K	1.61M	100.52K	+100.00%
Jun 30, 2026	SANCTUARY ADVISORS, LLC	0.32%	110K	1.76M	110K	+100.00%
Jun 30, 2026	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.52%	174.92K	2.8M	24.8K	+16.52%
Mar 31, 2026	HARBOUR INVESTMENTS, INC.	0%	1.5K	22.83K	0	0
Mar 31, 2026	TSFG, LLC	0.01%	1.73K	26K	0	0
Mar 31, 2026	NOBLE WEALTH MANAGEMENT PBC	0.01%	2.7K	41.09K	0	0
Mar 31, 2026	GENEOS WEALTH MANAGEMENT INC.	0.01%	3K	45.66K	0	0
Mar 31, 2026	LARSON FINANCIAL GROUP LLC	0.01%	3K	45.66K	0	0
Mar 31, 2026	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.44%	150.12K	2.28M	12.74K	+9.27%
Mar 31, 2026		0.31%	106.69K	1.62M	-3.71K	-3.36%
Mar 31, 2026	WELLS FARGO & COMPANY/MN	0.88%	296.59K	4.51M	20.1K	+7.27%
Mar 31, 2026	ROYAL BANK OF CANADA	1.48%	500.01K	7.61M	15.3K	+3.16%
Mar 31, 2026	RAYMOND JAMES FINANCIAL INC	2.09%	708.95K	10.79M	60.82K	+9.38%
Mar 31, 2026	BAIRD FINANCIAL GROUP, INC.	2.16%	730.3K	11.12M	22.26K	+3.14%
Mar 31, 2026	MAREX GROUP PLC	0%	0	-	-27.85K	-100.00%
Mar 31, 2026	KESTRA ADVISORY SERVICES, LLC	0%	0	-	-104.03K	-100.00%
Mar 31, 2026	U.S. CAPITAL WEALTH ADVISORS, LLC	0%	0	-	-11.8K	-100.00%
Mar 31, 2026	JANE STREET GROUP, LLC	0%	0	-	-19.88K	-100.00%
Mar 31, 2026	ENVESTNET ASSET MANAGEMENT INC	0.12%	40.77K	620.54K	9.29K	+29.50%
Mar 31, 2026	CETERA INVESTMENT ADVISERS	0.13%	43.69K	665.03K	16.36K	+59.86%
Mar 31, 2026	ADVISORS ASSET MANAGEMENT, INC.	2.37%	804.35K	12.24M	-31.6K	-3.78%
Mar 31, 2026	COMMONWEALTH EQUITY SERVICES, LLC	0%	0	-	-15.13K	-100.00%
Mar 31, 2026	CENTRAL TRUST CO	0%	0	-	-1	-100.00%
Mar 31, 2026	COHEN & STEERS, INC.	2.5%	848.15K	12.91M	100K	+13.37%
Mar 31, 2026	PATHSTONE HOLDINGS, LLC	2.62%	888.87K	13.53M	-87.06K	-8.92%
Mar 31, 2026	BANK OF AMERICA CORP /DE/	2.7%	914.96K	13.93M	29.93K	+3.38%
Mar 31, 2026	ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC	0.02%	7.5K	114.15K	0	0
Mar 31, 2026	WEDBUSH SECURITIES INC	0.03%	10.82K	165K	57	+0.53%
Mar 31, 2026	KINGSVIEW WEALTH MANAGEMENT, LLC	0.04%	12.4K	188.65K	-2.44K	-16.42%
Mar 31, 2026	HIGH NET WORTH ADVISORY GROUP LLC	0.04%	12.56K	191.09K	182	+1.47%
Mar 31, 2026	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.04%	15.02K	229K	-9	-0.06%
Mar 31, 2026	J.W. COLE ADVISORS, INC.	0.05%	17.27K	262.85K	-21.75K	-55.74%
Mar 31, 2026	UBS GROUP AG	0.05%	18.54K	282.22K	-632	-3.30%
Mar 31, 2026	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.09%	30.63K	466.2K	626	+2.09%
Mar 31, 2026	STIFEL FINANCIAL CORP	0.14%	48.13K	732.48K	-155	-0.32%
Mar 31, 2026	GOLDEN STATE EQUITY PARTNERS	0.14%	48.58K	739.34K	883	+1.85%
Mar 31, 2026	CITADEL ADVISORS LLC	0.09%	30.18K	459.36K	30.18K	+100.00%
Mar 31, 2026	AVIANCE CAPITAL PARTNERS, LLC	0.09%	31.67K	481.98K	47	+0.15%
Mar 31, 2026	JOURNEY STRATEGIC WEALTH LLC	0.09%	31.94K	486.11K	4K	+14.32%
Mar 31, 2026	PENSIONMARK FINANCIAL GROUP, LLC	0.1%	32.53K	495.09K	1.56K	+5.04%
Mar 31, 2026	CONCURRENT INVESTMENT ADVISORS, LLC	0.11%	38.42K	584.77K	1.94K	+5.33%
Mar 31, 2026	LPL FINANCIAL LLC	0.11%	38.91K	592.17K	12.34K	+46.47%
Mar 31, 2026	ADVISOR GROUP HOLDINGS, INC.	0.12%	39.72K	604.58K	-5.82K	-12.78%
Mar 31, 2026	CORRADO ADVISORS, LLC	0%	0	-	-180.34K	-100.00%
Mar 31, 2026	GUGGENHEIM CAPITAL LLC	2.8%	950K	14.46M	0	0
Mar 31, 2026	MORGAN STANLEY	8.38%	2.84M	43.21M	56.46K	+2.03%
Mar 31, 2026	OPPENHEIMER & CO INC	0.2%	66.96K	1.02M	-4.07K	-5.73%
Mar 31, 2026	COLONY GROUP, LLC	0.22%	75.7K	1.15M	-66.99K	-46.95%
Mar 31, 2026	INVESCO LTD.	0.25%	84.96K	1.29M	6.6K	+8.42%
Mar 31, 2026	HIGHLINE WEALTH PARTNERS LLC	0%	187	2.85K	187	+100.00%
Mar 31, 2026	INDEPENDENT ADVISOR ALLIANCE	0.05%	18.59K	282.94K	18.59K	+100.00%
Mar 31, 2026	DAVENPORT & CO LLC	0.06%	19.5K	296.77K	-4.87K	-19.97%
Mar 31, 2026	1607 CAPITAL PARTNERS, LLC	0%	0	-	-12.6K	-100.00%
Mar 31, 2026	BRINKER CAPITAL INVESTMENTS, LLC	0%	0	-	-15.21K	-100.00%
Mar 31, 2026	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0%	0	-	-500	-100.00%
Mar 31, 2026	SOUTHSTATE CORP	0%	0	-	-8.43K	-100.00%
Mar 31, 2026	FARTHER FINANCE ADVISORS, LLC	0%	357	5.47K	357	+100.00%
Mar 31, 2026	JPMORGAN CHASE & CO	0%	550	8.23K	0	0
Dec 31, 2025	NORDWAND ADVISORS, LLC	0%	0	-	-11.5K	-100.00%
Dec 31, 2025	DAVENPORT & CO LLC	0.07%	24.36K	373.48K	36	+0.15%
Dec 31, 2025	JPMORGAN CHASE & CO	0%	550	8.43K	-1.65K	-74.99%
Dec 31, 2025	CREATIVE PLANNING	0%	0	-	-13.9K	-100.00%
Dec 31, 2025	NEWEDGE ADVISORS, LLC	0%	0	-	-150	-100.00%
Dec 31, 2025	AVIANCE CAPITAL PARTNERS, LLC	0.09%	31.62K	484.73K	1.17K	+3.84%
Dec 31, 2025	JANE STREET GROUP, LLC	0.06%	19.88K	304.76K	19.88K	+100.00%
Dec 31, 2025	LPL FINANCIAL LLC	0.08%	26.56K	407.21K	-567	-2.09%
Dec 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.04%	15.13K	231.99K	3.43K	+29.29%
Dec 31, 2025	BRINKER CAPITAL INVESTMENTS, LLC	0.04%	15.21K	233.2K	4.29K	+39.24%
Dec 31, 2025	UBS GROUP AG	0.06%	19.18K	293.95K	607	+3.27%
Dec 31, 2025	HARBOUR INVESTMENTS, INC.	0%	1.5K	23K	0	0
Dec 31, 2025	TSFG, LLC	0.01%	1.73K	27K	0	0
Dec 31, 2025	NOBLE WEALTH MANAGEMENT PBC	0.01%	2.7K	41.39K	0	0
Dec 31, 2025	GENEOS WEALTH MANAGEMENT INC.	0.01%	3K	45.99K	0	0
Dec 31, 2025	LARSON FINANCIAL GROUP LLC	0.01%	3K	45.99K	0	0
Dec 31, 2025	ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC	0.02%	7.5K	114.98K	0	0
Dec 31, 2025	SOUTHSTATE CORP	0.02%	8.43K	129.16K	0	0
Dec 31, 2025	WEDBUSH SECURITIES INC	0.03%	10.76K	165K	-2.83K	-20.81%
Dec 31, 2025	CETERA INVESTMENT ADVISERS	0.08%	27.33K	419.02K	4.26K	+18.45%
Dec 31, 2025	MAREX GROUP PLC	0.08%	27.85K	426.9K	27.85K	+100.00%
Dec 31, 2025	JOURNEY STRATEGIC WEALTH LLC	0.08%	27.94K	428.31K	400	+1.45%
Dec 31, 2025	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.09%	30K	459.97K	7.86K	+35.50%
Dec 31, 2025	INVESCO LTD.	0.23%	78.36K	1.2M	4.26K	+5.75%
Dec 31, 2025	XTX TOPCO LTD	0.03%	10.86K	166.5K	10.86K	+100.00%
Dec 31, 2025	U.S. CAPITAL WEALTH ADVISORS, LLC	0.03%	11.8K	180.93K	-2.6K	-18.05%
Dec 31, 2025	HIGH NET WORTH ADVISORY GROUP LLC	0.04%	12.37K	189.68K	12.37K	+100.00%
Dec 31, 2025	1607 CAPITAL PARTNERS, LLC	0.04%	12.6K	193.16K	12.6K	+100.00%
Dec 31, 2025	MGB WEALTH MANAGEMENT, LLC	0.04%	14.15K	216.85K	-1.76K	-11.08%
Dec 31, 2025	KINGSVIEW WEALTH MANAGEMENT, LLC	0.04%	14.83K	227.34K	-2.5K	-14.43%
Dec 31, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.04%	15.03K	230K	15.03K	+100.00%
Dec 31, 2025	PENSIONMARK FINANCIAL GROUP, LLC	0.09%	30.97K	474.73K	811	+2.69%
Dec 31, 2025	CONCURRENT INVESTMENT ADVISORS, LLC	0.11%	36.48K	559.2K	170	+0.47%
Dec 31, 2025	J.W. COLE ADVISORS, INC.	0.12%	39.02K	333.35K	-384	-0.97%
Dec 31, 2025	OPPENHEIMER & CO INC	0.21%	71.03K	1.09M	-18.46K	-20.63%
Dec 31, 2025	KESTRA ADVISORY SERVICES, LLC	0.31%	104.03K	1.59M	5.57K	+5.66%
Dec 31, 2025		0.33%	110.4K	1.69M	110.4K	+100.00%
Dec 31, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.41%	137.38K	2.11M	16.45K	+13.60%
Dec 31, 2025	COLONY GROUP, LLC	0.42%	142.69K	2.19M	142.69K	+100.00%
Dec 31, 2025	CORRADO ADVISORS, LLC	0.53%	180.34K	2.76M	8.01K	+4.65%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0.82%	276.5K	4.24M	723	+0.26%
Dec 31, 2025	BAIRD FINANCIAL GROUP, INC.	2.09%	708.04K	10.85M	15.88K	+2.29%
Dec 31, 2025	COHEN & STEERS, INC.	2.21%	748.15K	11.47M	0	0
Dec 31, 2025	ADVISORS ASSET MANAGEMENT, INC.	2.47%	835.94K	12.82M	-59.04K	-6.60%
Dec 31, 2025	GUGGENHEIM CAPITAL LLC	2.8%	950K	14.56M	0	0
Dec 31, 2025	PATHSTONE HOLDINGS, LLC	2.88%	975.93K	14.96M	78.4K	+8.74%
Dec 31, 2025	GOLDEN STATE EQUITY PARTNERS	0.14%	47.69K	731.14K	2.36K	+5.22%
Dec 31, 2025	STIFEL FINANCIAL CORP	0.14%	48.28K	740.16K	-1.19K	-2.41%
Dec 31, 2025	ROYAL BANK OF CANADA	1.43%	484.72K	7.43M	-46.97K	-8.83%
Dec 31, 2025	RAYMOND JAMES FINANCIAL INC	1.91%	648.13K	9.94M	-28.17K	-4.16%
Dec 31, 2025	BANK OF AMERICA CORP /DE/	2.61%	885.04K	13.57M	206.84K	+30.50%
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.13%	45.54K	698.11K	-4.74K	-9.43%
Dec 31, 2025	WALLEYE CAPITAL LLC	0%	0	-	-11.5K	-100.00%
Dec 31, 2025	MORSE ASSET MANAGEMENT, INC	0%	0	-	-1.31K	-100.00%
Dec 31, 2025	CENTRAL TRUST CO	0%	1	16	1	+100.00%
Dec 31, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0%	500	7.67K	300	+150.00%
Dec 31, 2025	ENVESTNET ASSET MANAGEMENT INC	0.09%	31.48K	482.65K	3K	+10.54%
Dec 31, 2025	MORGAN STANLEY	8.21%	2.78M	42.65M	4.03K	+0.15%
Sep 30, 2025	WALLEYE CAPITAL LLC	0.03%	11.5K	179.35K	-4.72K	-29.12%
Sep 30, 2025	GUGGENHEIM CAPITAL LLC	2.8%	950K	14.82M	0	0
Sep 30, 2025	PATHSTONE HOLDINGS, LLC	2.65%	897.53K	14M	126.66K	+16.43%
Sep 30, 2025	NORDWAND ADVISORS, LLC	0.03%	11.5K	179.4K	0	0
Sep 30, 2025	OPPENHEIMER & CO INC	0.26%	89.5K	1.4M	-1.46K	-1.61%
Sep 30, 2025	J.W. COLE ADVISORS, INC.	0.12%	39.4K	614.63K	993	+2.59%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	2%	678.2K	10.58M	-242.51K	-26.34%
Sep 30, 2025	CONCURRENT INVESTMENT ADVISORS, LLC	0.11%	36.31K	566.39K	8.37K	+29.94%
Sep 30, 2025	U.S. CAPITAL WEALTH ADVISORS, LLC	0.04%	14.4K	224.67K	-12.4K	-46.27%
Sep 30, 2025	CREATIVE PLANNING	0.04%	13.9K	216.84K	13.9K	+100.00%
Sep 30, 2025	WEDBUSH SECURITIES INC	0.04%	13.59K	212K	-1.56K	-10.28%
Sep 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.03%	11.71K	183K	-359	-2.98%
Sep 30, 2025	ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC	0.02%	7.5K	117K	0	0
Sep 30, 2025	COHEN & STEERS, INC.	2.21%	748.15K	11.67M	7K	+0.94%
Sep 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.36%	120.93K	1.89M	45.1K	+59.47%
Sep 30, 2025	KESTRA ADVISORY SERVICES, LLC	0.29%	98.46K	1.54M	2.25K	+2.34%
Sep 30, 2025	NOBLE WEALTH MANAGEMENT PBC	0.01%	2.7K	42.12K	2.7K	+100.00%
Sep 30, 2025	AVIANCE CAPITAL PARTNERS, LLC	0.09%	30.45K	475.05K	1.66K	+5.76%
Sep 30, 2025	PENSIONMARK FINANCIAL GROUP, LLC	0.09%	30.16K	470.43K	30.16K	+100.00%
Sep 30, 2025	ENVESTNET ASSET MANAGEMENT INC	0.08%	28.48K	444.33K	-4.02K	-12.36%
Sep 30, 2025	JOURNEY STRATEGIC WEALTH LLC	0.08%	27.54K	429.61K	0	0
Sep 30, 2025	HARBOUR INVESTMENTS, INC.	0%	1.5K	23.4K	0	0
Sep 30, 2025	BAIRD FINANCIAL GROUP, INC.	2.04%	692.16K	10.8M	-88.98K	-11.39%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	2%	676.3K	10.55M	26.3K	+4.05%
Sep 30, 2025	ROYAL BANK OF CANADA	1.57%	531.69K	8.29M	16.32K	+3.17%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0.81%	275.77K	4.3M	19.85K	+7.76%
Sep 30, 2025	CORRADO ADVISORS, LLC	0.51%	172.34K	2.69M	5.15K	+3.08%
Sep 30, 2025	INVESCO LTD.	0.22%	74.1K	1.16M	13.71K	+22.70%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.15%	50.28K	793.11K	-2K	-3.83%
Sep 30, 2025	ADVISORS ASSET MANAGEMENT, INC.	2.64%	894.99K	13.96M	95.95K	+12.01%
Sep 30, 2025	KOVITZ INVESTMENT GROUP PARTNERS, LLC	0.47%	160.26K	2.5M	-24.93K	-13.46%
Sep 30, 2025	MORSE ASSET MANAGEMENT, INC	0%	1.31K	20.43K	1.31K	+100.00%
Sep 30, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0%	200	3.12K	0	0
Sep 30, 2025	NEWEDGE ADVISORS, LLC	0%	150	2.34K	150	+100.00%
Sep 30, 2025	STIFEL FINANCIAL CORP	0.15%	49.47K	771.8K	-16.11K	-24.56%
Sep 30, 2025	GOLDEN STATE EQUITY PARTNERS	0.13%	45.33K	707.14K	5.61K	+14.11%
Sep 30, 2025	TSFG, LLC	0.01%	1.73K	27K	0	0
Sep 30, 2025	MORGAN STANLEY	8.2%	2.78M	43.34M	197.26K	+7.64%
Sep 30, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	0	-	-1.52K	-100.00%
Sep 30, 2025	HIGHTOWER ADVISORS, LLC	0%	0	-	-28.65K	-100.00%
Sep 30, 2025	LPL FINANCIAL LLC	0.08%	27.13K	423.23K	2.31K	+9.31%
Sep 30, 2025	DAVENPORT & CO LLC	0.07%	24.33K	379.51K	321	+1.34%
Sep 30, 2025	CETERA INVESTMENT ADVISERS	0.07%	23.08K	359.97K	1.33K	+6.11%
Sep 30, 2025	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.07%	22.14K	345.44K	498	+2.30%
Sep 30, 2025	UBS GROUP AG	0.05%	18.57K	289.66K	-40.19K	-68.40%
Sep 30, 2025	KINGSVIEW WEALTH MANAGEMENT, LLC	0.05%	17.33K	270.35K	-1.73K	-9.05%
Sep 30, 2025	MGB WEALTH MANAGEMENT, LLC	0.05%	15.91K	248.12K	4.99K	+45.66%
Sep 30, 2025	WETHERBY ASSET MANAGEMENT INC	0.03%	11.23K	175.22K	-12.36K	-52.39%
Sep 30, 2025	BRINKER CAPITAL INVESTMENTS, LLC	0.03%	10.93K	170.43K	-525	-4.59%
Sep 30, 2025	SOUTHSTATE CORP	0.02%	8.43K	131.43K	0	0
Sep 30, 2025	LARSON FINANCIAL GROUP LLC	0.01%	3K	46.8K	0	0
Sep 30, 2025	GENEOS WEALTH MANAGEMENT INC.	0.01%	3K	46.8K	0	0
Sep 30, 2025	JPMORGAN CHASE & CO	0.01%	2.2K	34.3K	-3K	-57.70%
Jun 30, 2025	LARSON FINANCIAL GROUP LLC	0.01%	3K	46.92K	3K	+100.00%
Jun 30, 2025	JPMORGAN CHASE & CO	0.02%	5.2K	81.31K	4.65K	+845.27%
Jun 30, 2025	NORDWAND ADVISORS, LLC	0.03%	11.5K	179.86K	0	0
Jun 30, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	1.52K	23.74K	1.52K	+100.00%
Jun 30, 2025	HIGHTOWER ADVISORS, LLC	0.08%	28.65K	448.01K	4.55K	+18.87%
Jun 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.22%	75.84K	1.19M	45.15K	+147.11%
Jun 30, 2025	ELEQUIN SECURITIES, LLC	0%	808	12.64K	-3.6K	-81.67%
Jun 30, 2025	HARBOUR INVESTMENTS, INC.	0%	1.5K	23.46K	0	0
Jun 30, 2025	ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC	0.02%	7.5K	117.3K	0	0
Jun 30, 2025	WEDBUSH SECURITIES INC	0.04%	15.14K	237K	68	+0.45%
Jun 30, 2025	WALLEYE CAPITAL LLC	0.05%	16.22K	253.68K	-16.71K	-50.75%
Jun 30, 2025	KINGSVIEW WEALTH MANAGEMENT, LLC	0.06%	19.06K	298.02K	-550	-2.81%
Jun 30, 2025	WETHERBY ASSET MANAGEMENT INC	0.07%	23.59K	368.95K	23.59K	+100.00%
Jun 30, 2025	DAVENPORT & CO LLC	0.07%	24.01K	375.46K	0	0
Jun 30, 2025	LPL FINANCIAL LLC	0.07%	24.82K	388.19K	239	+0.97%
Jun 30, 2025	U.S. CAPITAL WEALTH ADVISORS, LLC	0.08%	26.8K	419.18K	0	0
Jun 30, 2025	GOLDEN STATE EQUITY PARTNERS	0.12%	39.72K	621.28K	39.72K	+100.00%
Jun 30, 2025	KOVITZ INVESTMENT GROUP PARTNERS, LLC	0.55%	185.19K	2.9M	-10.6K	-5.41%
Jun 30, 2025	MGB WEALTH MANAGEMENT, LLC	0.03%	10.92K	170.86K	-13.1K	-54.53%
Jun 30, 2025	OPPENHEIMER & CO INC	0.27%	90.96K	1.42M	2.84K	+3.22%
Jun 30, 2025	CORRADO ADVISORS, LLC	0.49%	167.18K	2.61M	4.96K	+3.06%
Jun 30, 2025	TRUIST FINANCIAL CORP	0%	0	-	-10.85K	-100.00%
Jun 30, 2025	CONCURRENT INVESTMENT ADVISORS, LLC	0.08%	27.94K	437.01K	1.33K	+5.01%
Jun 30, 2025	AVIANCE CAPITAL PARTNERS, LLC	0.09%	28.79K	450.32K	4.36K	+17.84%
Jun 30, 2025	ENVESTNET ASSET MANAGEMENT INC	0.1%	32.5K	508.32K	3.9K	+13.64%
Jun 30, 2025	J.W. COLE ADVISORS, INC.	0.11%	38.41K	600.67K	11.52K	+42.82%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.15%	52.28K	817.66K	8	+0.02%
Jun 30, 2025	UBS GROUP AG	0.17%	58.76K	918.93K	12.33K	+26.57%
Jun 30, 2025	INVESCO LTD.	0.18%	60.39K	944.48K	12.87K	+27.09%
Jun 30, 2025	STIFEL FINANCIAL CORP	0.19%	65.58K	1.03M	4.81K	+7.92%
Jun 30, 2025	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.06%	21.65K	338.53K	498	+2.35%
Jun 30, 2025	BRINKER CAPITAL INVESTMENTS, LLC	0.03%	11.45K	179.08K	11.45K	+100.00%
Jun 30, 2025	KESTRA ADVISORY SERVICES, LLC	0.28%	96.21K	1.5M	59	+0.06%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0.76%	255.92K	4M	5.02K	+2.00%
Jun 30, 2025	ROYAL BANK OF CANADA	1.52%	515.37K	8.06M	-2.53K	-0.49%
Jun 30, 2025	GENEOS WEALTH MANAGEMENT INC.	0.01%	3K	46.92K	1.5K	+100.00%
Jun 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.04%	12.06K	189K	464	+4.00%
Jun 30, 2025	JOURNEY STRATEGIC WEALTH LLC	0.08%	27.54K	430.71K	-2K	-6.77%
Jun 30, 2025	SOUTHSTATE CORP	0.02%	8.43K	131.77K	0	0
Jun 30, 2025	COHEN & STEERS, INC.	2.19%	741.15K	11.59M	5K	+0.68%
Jun 30, 2025	PATHSTONE HOLDINGS, LLC	2.27%	770.87K	12.06M	112.7K	+17.12%
Jun 30, 2025	BAIRD FINANCIAL GROUP, INC.	2.31%	781.14K	12.22M	15.02K	+1.96%
Jun 30, 2025	ADVISORS ASSET MANAGEMENT, INC.	2.36%	799.04K	12.5M	90.13K	+12.71%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	2.72%	920.71K	14.4M	305.68K	+49.70%
Jun 30, 2025	GUGGENHEIM CAPITAL LLC	2.8%	950K	14.86M	0	0
Jun 30, 2025	MORGAN STANLEY	7.62%	2.58M	40.37M	109.21K	+4.42%
Jun 30, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0%	200	3.13K	200	+100.00%
Jun 30, 2025	CETERA INVESTMENT ADVISERS	0.06%	21.75K	340.11K	2.31K	+11.89%
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	1.92%	650K	10.17M	57.43K	+9.69%
Jun 30, 2025	TSFG, LLC	0.01%	1.73K	27K	0	0
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.15%	52.27K	787.73K	-2.41K	-4.41%
Mar 31, 2025	ALLWORTH FINANCIAL LP	0%	1K	14.94K	1K	+100.00%
Mar 31, 2025	CONCURRENT INVESTMENT ADVISORS, LLC	0.08%	26.61K	401K	59	+0.22%
Mar 31, 2025	KINGSVIEW WEALTH MANAGEMENT, LLC	0.06%	19.61K	295.45K	0	0
Mar 31, 2025	LPL FINANCIAL LLC	0.07%	24.58K	370.44K	4.53K	+22.62%
Mar 31, 2025	J.W. COLE ADVISORS, INC.	0.08%	26.89K	405.25K	-16.72K	-38.33%
Mar 31, 2025	ENVESTNET ASSET MANAGEMENT INC	0.08%	28.6K	431.02K	2.33K	+8.87%
Mar 31, 2025	JOURNEY STRATEGIC WEALTH LLC	0.09%	29.54K	445.15K	-7.6K	-20.47%
Mar 31, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.09%	30.69K	462.48K	21.03K	+217.56%
Mar 31, 2025	WALLEYE CAPITAL LLC	0.1%	32.93K	496.29K	-883	-2.61%
Mar 31, 2025	UBS GROUP AG	0.14%	46.42K	699.57K	-2.63K	-5.35%
Mar 31, 2025	OPPENHEIMER & CO INC	0.26%	88.12K	1.33M	4.35K	+5.19%
Mar 31, 2025	KESTRA ADVISORY SERVICES, LLC	0.28%	96.15K	1.45M	39	+0.04%
Mar 31, 2025	CORRADO ADVISORS, LLC	0.48%	162.22K	2.44M	1.4K	+0.87%
Mar 31, 2025	KOVITZ INVESTMENT GROUP PARTNERS, LLC	0.58%	195.79K	2.95M	37.91K	+24.01%
Mar 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.03%	11.6K	175K	264	+2.33%
Mar 31, 2025		0%	700	10.55K	0	0
Mar 31, 2025	GENEOS WEALTH MANAGEMENT INC.	0%	1.5K	22.61K	0	0
Mar 31, 2025	HARBOUR INVESTMENTS, INC.	0%	1.5K	22.61K	0	0
Mar 31, 2025	TSFG, LLC	0.01%	1.73K	26K	1.73K	+100.00%
Mar 31, 2025	ELEQUIN SECURITIES, LLC	0.01%	4.41K	66.43K	4.41K	+100.00%
Mar 31, 2025	ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC	0.02%	7.5K	113.03K	0	0
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.03%	10.78K	162.39K	410	+3.96%
Mar 31, 2025	TRUIST FINANCIAL CORP	0.03%	10.85K	163.56K	10.85K	+100.00%
Mar 31, 2025	NORDWAND ADVISORS, LLC	0.03%	11.5K	173.31K	-5K	-30.30%
Mar 31, 2025	RAYMOND JAMES FINANCIAL INC	1.75%	592.57K	8.93M	85.87K	+16.95%
Mar 31, 2025	ADVISORS ASSET MANAGEMENT, INC.	2.09%	708.91K	10.68M	113.8K	+19.12%
Mar 31, 2025	COHEN & STEERS, INC.	2.17%	736.15K	11.09M	-50K	-6.36%
Mar 31, 2025	GUGGENHEIM CAPITAL LLC	2.8%	950K	14.32M	0	0
Mar 31, 2025	CETERA INVESTMENT ADVISERS	0.06%	19.44K	292.89K	1.7K	+9.60%
Mar 31, 2025	WEDBUSH SECURITIES INC	0.04%	15.07K	227K	-7.58K	-33.47%
Mar 31, 2025	MILLENNIUM MANAGEMENT LLC	0.04%	14.6K	220.05K	14.6K	+100.00%
Mar 31, 2025	PFG INVESTMENTS, LLC	0.04%	12.55K	189.13K	-6.3K	-33.42%
Mar 31, 2025	NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC	0.03%	11.67K	175.87K	6.19K	+113.00%
Mar 31, 2025	MORGAN STANLEY	7.29%	2.47M	37.25M	61.78K	+2.56%
Mar 31, 2025	HIGHTOWER ADVISORS, LLC	0.07%	24.1K	363.16K	-8.24K	-25.48%
Mar 31, 2025	AVIANCE CAPITAL PARTNERS, LLC	0.07%	24.43K	368.21K	5.01K	+25.79%
Mar 31, 2025	SOUTHSTATE CORP	0.02%	8.43K	126.97K	0	0
Mar 31, 2025	MGB WEALTH MANAGEMENT, LLC	0.07%	24.02K	360.83K	12.01K	+99.97%
Mar 31, 2025	U.S. CAPITAL WEALTH ADVISORS, LLC	0.08%	26.8K	403.91K	0	0
Mar 31, 2025	BAIRD FINANCIAL GROUP, INC.	2.26%	766.12K	11.55M	30.48K	+4.14%
Mar 31, 2025	DAVENPORT & CO LLC	0.07%	24.01K	361.77K	-1.19K	-4.74%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	1.81%	615.03K	9.27M	38.6K	+6.70%
Mar 31, 2025	PATHSTONE HOLDINGS, LLC	1.94%	658.17K	9.97M	329.7K	+100.37%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0.74%	250.9K	3.78M	-706	-0.28%
Mar 31, 2025	ROYAL BANK OF CANADA	1.53%	517.9K	7.81M	55.63K	+12.03%
Mar 31, 2025	INVESCO LTD.	0.14%	47.52K	716.08K	34.27K	+258.70%
Mar 31, 2025	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.06%	21.15K	318.69K	-2.22K	-9.50%
Mar 31, 2025	STIFEL FINANCIAL CORP	0.18%	60.77K	915.76K	5.58K	+10.10%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	2.61%	886.13K	13.03M	83.95K	+10.47%
Mar 31, 2024	BANK OF NEW YORK MELLON CORP	0%	0	-	-10.4K	-100.00%
Mar 31, 2024	NOMURA HOLDINGS INC	0%	0	-	-16.84K	-100.00%
Mar 31, 2024	FNY INVESTMENT ADVISERS, LLC	0%	400	5K	400	+100.00%
Mar 31, 2024	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	864	12.71K	864	+100.00%
Mar 31, 2024	BESSEMER GROUP INC	0%	977	14K	223	+29.58%
Mar 31, 2024	SIGNATUREFD, LLC	0%	1.01K	14.8K	1.01K	+100.00%
Mar 31, 2024	GENEOS WEALTH MANAGEMENT INC.	0%	1.5K	22.07K	0	0
Mar 31, 2024	NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC	0.01%	2.21K	32.48K	2.21K	+100.00%
Mar 31, 2024	COMERICA BANK	0.01%	4.2K	61.78K	0	0
Mar 31, 2024	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.01%	4.2K	61.81K	2	+0.05%
Mar 31, 2024	UBS GROUP AG	0.02%	5.84K	85.88K	20	+0.34%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0.03%	10.49K	154K	10.49K	+100.00%
Mar 31, 2024	RAYMOND JAMES TRUST N.A.	0.03%	10.82K	159.1K	10.82K	+100.00%
Mar 31, 2024	WETHERBY ASSET MANAGEMENT INC	0.03%	11.23K	165.22K	11.23K	+100.00%
Mar 31, 2024	EQUITABLE HOLDINGS, INC.	0.04%	12.37K	181.96K	12.37K	+100.00%
Mar 31, 2024	US BANCORP \DE\	0.04%	12.49K	183.65K	12.49K	+100.00%
Mar 31, 2024	CONCURRENT INVESTMENT ADVISORS, LLC	0.04%	14.7K	216.26K	14.7K	+100.00%
Mar 31, 2024	WEDBUSH SECURITIES INC	0.05%	16.08K	236K	16.08K	+100.00%
Mar 31, 2024	STIFEL FINANCIAL CORP	0.13%	43.96K	646.57K	7.69K	+21.20%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.19%	64.69K	951.51K	-1.9K	-2.85%
Mar 31, 2024	NORDWAND ADVISORS, LLC	0.05%	16.5K	242.72K	-19.64K	-54.35%
Mar 31, 2024	CETERA INVESTMENT ADVISERS	0.06%	20.46K	300.9K	20.46K	+100.00%
Mar 31, 2024	ARETE WEALTH ADVISORS, LLC	0.06%	21.02K	309.15K	190	+0.91%
Mar 31, 2024	AVIANCE CAPITAL PARTNERS, LLC	0.07%	22.69K	333.77K	-399	-1.73%
Mar 31, 2024	DAVENPORT & CO LLC	0.07%	23.7K	348.63K	-1K	-4.05%
Mar 31, 2024	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.24%	82.16K	1.21M	82.16K	+100.00%
Mar 31, 2024	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.25%	85.51K	1.26M	51.97K	+154.97%
Mar 31, 2024	OPPENHEIMER & CO INC	0.26%	86.58K	1.27M	-500	-0.57%
Mar 31, 2024	1607 CAPITAL PARTNERS, LLC	0.27%	90.44K	1.33M	15.6K	+20.84%
Mar 31, 2024	U.S. CAPITAL WEALTH ADVISORS, LLC	0.28%	94.46K	1.39M	-27.61K	-22.62%
Mar 31, 2024	B. RILEY WEALTH ADVISORS, INC.	0.31%	105.33K	1.42M	3.13K	+3.06%
Mar 31, 2024	SABA CAPITAL MANAGEMENT, L.P.	0.4%	135.27K	1.99M	-1.04M	-88.52%
Mar 31, 2024	RAYMOND JAMES & ASSOCIATES	0.44%	149.49K	2.2M	97.68K	+188.54%
Mar 31, 2024	CORRADO ADVISORS, LLC	0.53%	178.84K	2.63M	-10.09K	-5.34%
Mar 31, 2024	PATHSTONE HOLDINGS, LLC	0.58%	197.31K	2.9M	48.8K	+32.86%
Mar 31, 2024	ROYAL BANK OF CANADA	1.46%	495K	7.28M	-829.73K	-62.63%
Mar 31, 2024	COHEN & STEERS, INC.	2.76%	936.25K	13.77M	10K	+1.08%
Mar 31, 2024	MORGAN STANLEY	5.78%	1.96M	28.79M	137.9K	+7.58%
Mar 31, 2024	KINGSVIEW WEALTH MANAGEMENT, LLC	0.05%	18.1K	266.27K	0	0
Mar 31, 2024	RELATIVE VALUE PARTNERS GROUP, LLC	0.71%	239.44K	3.44M	-6.3K	-2.56%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.78%	262.91K	3.87M	-845	-0.32%
Mar 31, 2024	ADVISORS ASSET MANAGEMENT, INC.	0.8%	270.83K	3.98M	101.82K	+60.24%
Mar 31, 2024	BAIRD FINANCIAL GROUP, INC.	1.6%	543.26K	7.99M	129.46K	+31.29%
Mar 31, 2024	GUGGENHEIM CAPITAL LLC	2.8%	950K	13.97M	0	0
Mar 31, 2024	CI PRIVATE WEALTH, LLC	0.07%	24.48K	353.27K	24.48K	+100.00%
Mar 31, 2024	ENVESTNET ASSET MANAGEMENT INC	0.08%	26.79K	394.1K	26.79K	+100.00%
Mar 31, 2024	HIGHTOWER ADVISORS, LLC	0.11%	36.29K	530K	6.88K	+23.39%
Mar 31, 2024	J.W. COLE ADVISORS, INC.	0.12%	40.5K	594.7K	2.39K	+6.28%
Mar 31, 2024	JOURNEY STRATEGIC WEALTH LLC	0.13%	43.29K	636.82K	4.5K	+11.60%
Mar 31, 2024	BANCFIRST TRUST & INVESTMENT MANAGEMENT	0%	0	-	-19.38K	-100.00%
Mar 31, 2024	METEORA CAPITAL, LLC	0%	0	-	-29K	-100.00%
Mar 31, 2024	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0%	0	-	-43.98K	-100.00%
Dec 31, 2023	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.13%	43.98K	3M	43.98K	+100.00%
Dec 31, 2023	B. RILEY WEALTH ADVISORS, INC.	0.3%	102.2K	1.5M	-3.13K	-2.97%
Dec 31, 2023	BOOTHBAY FUND MANAGEMENT, LLC	0.06%	20.84K	305.46K	-56.32K	-72.99%
Dec 31, 2023	ARETE WEALTH ADVISORS, LLC	0.06%	20.83K	305.31K	-73	-0.35%
Dec 31, 2023	BANCFIRST TRUST & INVESTMENT MANAGEMENT	0.06%	19.38K	285.04K	19.38K	+100.00%
Dec 31, 2023	KINGSVIEW WEALTH MANAGEMENT, LLC	0.05%	18.1K	265.36K	195	+1.09%
Dec 31, 2023	NOMURA HOLDINGS INC	0.05%	16.84K	246.92K	16.84K	+100.00%
Dec 31, 2023		0.03%	9.8K	143.67K	9.8K	+100.00%
Dec 31, 2023	BANK OF NEW YORK MELLON CORP	0.03%	10.4K	152.5K	10.4K	+100.00%
Dec 31, 2023	UBS GROUP AG	0.02%	5.82K	85.29K	-1.85K	-24.16%
Dec 31, 2023	COMERICA BANK	0.01%	4.2K	61.57K	-7K	-62.50%
Dec 31, 2023	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.01%	4.2K	61.57K	4.2K	+100.00%
Dec 31, 2023	HARBOUR INVESTMENTS, INC.	0%	1.5K	21.99K	0	0
Dec 31, 2023	GENEOS WEALTH MANAGEMENT INC.	0%	1.5K	21.99K	0	0
Dec 31, 2023	IFP ADVISORS, INC	0%	1.25K	18.33K	0	0
Dec 31, 2023	BESSEMER GROUP INC	0%	754	11K	25	+3.43%
Dec 31, 2023	WEDBUSH SECURITIES INC	0%	0	-	-12.01K	-100.00%
Dec 31, 2023	PINEBRIDGE INVESTMENTS, L.P.	0%	0	-	-21.84K	-100.00%
Dec 31, 2023	LOGAN STONE CAPITAL, LLC	0%	0	-	-27.24K	-100.00%
Dec 31, 2023	ATLAS WEALTH LLC	0%	0	-	-27.23K	-100.00%
Dec 31, 2023	MORGAN STANLEY	5.37%	1.82M	26.67M	-316.2K	-14.81%
Dec 31, 2023	ROYAL BANK OF CANADA	3.91%	1.32M	19.42M	1.24M	+1,500.57%
Dec 31, 2023	SABA CAPITAL MANAGEMENT, L.P.	3.48%	1.18M	17.27M	189.38K	+19.15%
Dec 31, 2023	GUGGENHEIM CAPITAL LLC	2.8%	950K	13.93M	0	0
Dec 31, 2023	COHEN & STEERS, INC.	2.73%	926.25K	13.58M	0	0
Dec 31, 2023	BANK OF AMERICA CORP /DE/	2.37%	802.18K	11.76M	-183.33K	-18.60%
Dec 31, 2023	BAIRD FINANCIAL GROUP, INC.	1.22%	413.8K	6.07M	207.22K	+100.31%
Dec 31, 2023	PENSERRA CAPITAL MANAGEMENT LLC	0.92%	312.59K	4.58M	21.63K	+7.44%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0.78%	263.75K	3.87M	3.9K	+1.50%
Dec 31, 2023	RELATIVE VALUE PARTNERS GROUP, LLC	0.73%	245.73K	3.6M	31.21K	+14.55%
Dec 31, 2023	CORRADO ADVISORS, LLC	0.56%	188.93K	2.77M	-4.54K	-2.35%
Dec 31, 2023	ADVISORS ASSET MANAGEMENT, INC.	0.5%	169.01K	2.48M	92.9K	+122.05%
Dec 31, 2023	U.S. CAPITAL WEALTH ADVISORS, LLC	0.36%	122.07K	1.79M	-3.6K	-2.86%
Dec 31, 2023	AE WEALTH MANAGEMENT LLC	0.28%	96.35K	1.41M	96.35K	+100.00%
Dec 31, 2023	OPPENHEIMER & CO INC	0.26%	87.08K	1.28M	9.67K	+12.49%
Dec 31, 2023	1607 CAPITAL PARTNERS, LLC	0.22%	74.85K	1.1M	19.83K	+36.04%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.2%	66.59K	976.13K	-66.75K	-50.06%
Dec 31, 2023	AVIANCE CAPITAL PARTNERS, LLC	0.07%	23.09K	338.49K	-1.78K	-7.15%
Dec 31, 2023	DAVENPORT & CO LLC	0.07%	24.7K	362.1K	-180	-0.72%
Dec 31, 2023	METEORA CAPITAL, LLC	0.09%	29K	425.13K	-71K	-71.00%
Dec 31, 2023	HIGHTOWER ADVISORS, LLC	0.09%	29.41K	427K	-626	-2.08%
Dec 31, 2023	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.1%	33.54K	491.65K	15.83K	+89.40%
Dec 31, 2023	NORDWAND ADVISORS, LLC	0.11%	36.14K	529.84K	0	0
Dec 31, 2023	RAYMOND JAMES & ASSOCIATES	0.15%	51.81K	759.5K	398	+0.77%
Dec 31, 2023	STIFEL FINANCIAL CORP	0.11%	36.27K	531.68K	10.03K	+38.23%
Dec 31, 2023	J.W. COLE ADVISORS, INC.	0.11%	38.1K	558.56K	15.74K	+70.40%
Dec 31, 2023	JOURNEY STRATEGIC WEALTH LLC	0.11%	38.79K	568.69K	5K	+14.80%

Insiders

Among the GUG insiders holding of N/A of the stake in company, BARNES RANDALL C, TRUSTEE, holds the largest shares of 62.32K. TOUPIN RONALD E JR, TRUSTEE, is the second largest GUG insider with ownership of 13.62K shares. BROCK-KYLE ANGELA, TRUSTEE, stands third with possession of 3.35K shares of that stake.

Insiders	Designation	Shares Held
BARNES RANDALL C	TRUSTEE	62.32K
TOUPIN RONALD E JR	TRUSTEE	13.62K
BROCK-KYLE ANGELA	TRUSTEE	3.35K
NYBERG RONALD	TRUSTEE	2.43K
SPONEM SANDRA G		1K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Mar 06, 2026	BARNES RANDALL C	SALE	15.85	3K	47.55K	62.32K
Dec 18, 2025	NYBERG RONALD	PURCHASE	15.53	321	4.99K	2.43K
May 05, 2025	NYBERG RONALD	PURCHASE	15.15	1.31K	19.77K	2.11K
Apr 01, 2025	TOUPIN RONALD E JR	PURCHASE	15.10	1.5K	22.65K	13.62K
Oct 03, 2024	BARNES RANDALL C	SALE	16.45	500	8.23K	65.32K
Sep 03, 2024	BROCK-KYLE ANGELA	PURCHASE	15.94	907	14.46K	3.35K
Apr 01, 2024	TOUPIN RONALD E JR	PURCHASE	14.65	194	2.84K	11.05K
Jan 30, 2024	BARNES RANDALL C	PURCHASE	14.50	385	5.58K	65.82K
Dec 29, 2023	TOUPIN RONALD E JR	PURCHASE	14.66	200	2.93K	10.59K
Dec 13, 2023	BARNES RANDALL C	PURCHASE	13.92	5.88K	81.85K	65.44K
Dec 08, 2023	BARNES RANDALL C	PURCHASE	14.07	2K	28.14K	59.56K
Dec 07, 2023	BARNES RANDALL C	PURCHASE	14.12	7.73K	109.08K	57.56K
Dec 06, 2023	BARNES RANDALL C	PURCHASE	14.01	14.71K	206.02K	49.83K
Dec 05, 2023	BARNES RANDALL C	PURCHASE	13.92	6K	83.52K	35.13K
Nov 30, 2023	BARNES RANDALL C	PURCHASE	13.85	1K	13.85K	29.13K
Nov 30, 2023	TOUPIN RONALD E JR	PURCHASE	13.73	200	2.75K	10.31K
Oct 31, 2023	TOUPIN RONALD E JR	PURCHASE	13.04	220	2.87K	10.02K
Oct 31, 2023	BARNES RANDALL C	PURCHASE	12.99	1K	12.99K	28.13K
Oct 23, 2023	BROCK-KYLE ANGELA	PURCHASE	12.89	775	9.99K	2.24K
Sep 29, 2023	TOUPIN RONALD E JR	PURCHASE	13.54	215	2.91K	9.71K
Sep 29, 2023	BARNES RANDALL C	PURCHASE	13.58	1.78K	24.23K	27.13K
Sep 05, 2023	BARNES RANDALL C	PURCHASE	13.98	1.39K	19.43K	25.34K
Sep 01, 2023	TOUPIN RONALD E JR	PURCHASE	14.10	202	2.85K	9.41K
Sep 01, 2023	BARNES RANDALL C	PURCHASE	14.10	333	4.7K	23.95K
Aug 01, 2023	BARNES RANDALL C	PURCHASE	14.16	1.73K	24.48K	23.62K
Jul 31, 2023	TOUPIN RONALD E JR	PURCHASE	14.23	202	2.87K	9.13K
Jul 05, 2023	TOUPIN RONALD E JR	PURCHASE	14.30	202	2.89K	8.86K
Jul 01, 2023	BARNES RANDALL C	PURCHASE	14.36	1.65K	23.62K	21.89K
Jun 07, 2023	BARNES RANDALL C	PURCHASE	13.80	310	4.28K	20.25K
Jun 01, 2023	TOUPIN RONALD E JR	PURCHASE	13.90	215	2.99K	8.58K
Jun 01, 2023	BARNES RANDALL C	PURCHASE	13.75	1.4K	19.25K	19.94K
May 01, 2023	BARNES RANDALL C	PURCHASE	14.11	1.15K	16.17K	18.54K
Apr 28, 2023	TOUPIN RONALD E JR	PURCHASE	14.03	200	2.81K	8.3K
Apr 28, 2023	BARNES RANDALL C	PURCHASE	14.08	500	7.04K	17.39K
Apr 06, 2023	TOUPIN RONALD E JR	PURCHASE	14.18	250	3.55K	8.03K
Mar 13, 2023	TOUPIN RONALD E JR	PURCHASE	13.98	245	3.43K	7.71K
Mar 10, 2023	BARNES RANDALL C	PURCHASE	14.27	1.61K	22.97K	16.89K
Feb 03, 2023	TOUPIN RONALD E JR	PURCHASE	15.07	189	2.85K	7.41K
Feb 01, 2023	BARNES RANDALL C	PURCHASE	14.85	1.54K	22.87K	15.28K
Dec 30, 2022	TOUPIN RONALD E JR	PURCHASE	13.45	248	3.34K	7.16K
Dec 30, 2022	BARNES RANDALL C	PURCHASE	13.49	1.65K	22.19K	13.74K
Dec 21, 2022	BARNES RANDALL C	PURCHASE	13.73	2.4K	32.95K	12.1K
Dec 20, 2022	BARNES RANDALL C	PURCHASE	13.87	2.03K	28.16K	9.7K
Dec 02, 2022	BROCK-KYLE ANGELA	PURCHASE	14.16	353	5K	1.35K
Nov 30, 2022	BARNES RANDALL C	PURCHASE	13.80	1.56K	21.53K	7.67K
Nov 28, 2022	BARNES RANDALL C	PURCHASE	14.01	2.86K	40.07K	6.11K
Nov 01, 2022	NYBERG RONALD	PURCHASE	13.57	800	10.86K	800
Nov 01, 2022	BARNES RANDALL C	PURCHASE	13.60	1.57K	21.28K	3.25K
Oct 25, 2022	BARNES RANDALL C	PURCHASE	13.05	270	3.52K	1.68K
Oct 12, 2022	TOUPIN RONALD E JR	PURCHASE	13.67	145	1.98K	5.73K
Sep 29, 2022	TOUPIN RONALD E JR	PURCHASE	12.90	1K	12.9K	5.55K
Sep 22, 2022	TOUPIN RONALD E JR	PURCHASE	13.90	1K	13.9K	4.55K
Sep 08, 2022	BARNES RANDALL C	PURCHASE	14.60	240	3.5K	1.41K
Jul 13, 2022	BARNES RANDALL C	PURCHASE	14.18	170	2.41K	1.17K
Jun 21, 2022	BARNES RANDALL C	PURCHASE	13.92	275	3.83K	1K
Jun 09, 2022	SPONEM SANDRA G	PURCHASE	15.04	1K	15.04K	1K
Apr 12, 2022	BARNES RANDALL C	PURCHASE	16.93	725	12.27K	725
Apr 05, 2022	TOUPIN RONALD E JR	PURCHASE	17.25	110	1.9K	3.42K
Mar 31, 2022	TOUPIN RONALD E JR	PURCHASE	17.45	850	14.83K	3.31K
Mar 17, 2022	TOUPIN RONALD E JR	PURCHASE	17.35	1.44K	24.91K	2.45K
Feb 22, 2022	TOUPIN RONALD E JR	PURCHASE	18.85	1.01K	19K	1.01K
Nov 26, 2021	BROCK-KYLE ANGELA	PURCHASE	20.01	999	19.99K	999

Frequently Asked Questions